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RIA Intelligence
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Registered advisor
R••••• B•••••• W••••••
Feed of 09/14/2026
Also filed as R••••• B•••••• W••••••
At current firm
4 y
since May 2, 2022
In the industry
25 y
since May 11, 2001 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••• W••••• A••••••• BD affiliated currentsince May 2, 2022 · Dunwoody, Ga
- W•••• F•••• A••••••• wirehouseDec 18, 2007 to May 5, 2022 · Suwanee, Ga
- S••••••• I••••••••• S•••••••• I••• formerApr 8, 2004 to Dec 18, 2007 · Atlanta, Ga
- M••••• K••••• • C••••••• L•• formerFeb 12, 2003 to Mar 24, 2004 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to A••••••• W••••• A•••••••left May 5, 2022, registered May 2, 2022 (-3 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- S••••••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••left Dec 18, 2007, registered Dec 18, 2007 (0 days) · Other
- M••••• K••••• • C••••••• L•• to S••••••• I••••••••• S•••••••• I•••left Mar 24, 2004, registered Apr 8, 2004 (15 days) · Other
Signals
- R••••• B•••••• W•••••• left W•••• F•••• A••••••• for A••••••• W••••• A••••••• (registered 2022-05-02)May 5, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address