J••••••• C•••• B••••••••

• A••••• A•• P••••••• S••••••• BD affiliated current
  since Aug 5, 2015 · Fayetteville, Ar
• L•• F•••••••• L•• BD affiliated
  Feb 21, 2013 to Jul 10, 2015 · Springdale, Ar
• T• R••• P•••• A••••••• S•••••••• I••• BD affiliated
  May 12, 2003 to Jan 28, 2010 · Wellesley, Ma

• L•• F•••••••• L•• to A••••• A•• P••••••• S•••••••
  left Jul 10, 2015, registered Aug 5, 2015 (26 days) · Other
• T• R••• P•••• A••••••• S•••••••• I••• to L•• F•••••••• L••
  left Jan 28, 2010, registered Feb 21, 2013 (1120 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

25derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address