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RIA Intelligence
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Registered advisor
D••••• R••••• K•••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
1 y
since Sep 18, 2025
In the industry
25 y
since Jun 7, 2001 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- •••••••• independent RIA currentsince Sep 18, 2025 · Clayton, Mo
- L•• F•••••••• L•• BD affiliatedAug 7, 2023 to Sep 26, 2025 · San Diego, Ca
- C••••• I••••••••• A••••••• L•• BD affiliatedJan 21, 2014 to Aug 4, 2023 · Valdosta, Ga
- C••••• I••••••••• S••••••• L•• formerJul 6, 2010 to Jan 21, 2014 · Valdosta, Ga
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to Jul 8, 2010 · Valdosta, Ga
- A• G• E•••••• • S•••• I••• unclassifiedFeb 7, 2007 to Jan 1, 2008 · Valdosta, Ga
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to ••••••••left Sep 26, 2025, registered Sep 18, 2025 (-8 days) · Affiliated broker-dealer or bank to independent RIA
- C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••left Aug 4, 2023, registered Aug 7, 2023 (3 days) · Affiliated broker-dealer or bank to another · moved with a team
- C••••• I••••••••• S••••••• L•• to C••••• I••••••••• A••••••• L••left Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to C••••• I••••••••• S••••••• L••left Jul 8, 2010, registered Jul 6, 2010 (-2 days) · Other
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Signals
- D••••• R••••• K••••••• left L•• F•••••••• L•• for &Partners (registered 2025-09-18)Sep 26, 2025 · Advisor changed firm · fact
- D••••• R••••• K••••••• left C••••• I••••••••• A••••••• L•• for L•• F•••••••• L•• (registered 2023-08-07)Aug 4, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address