DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Strategicpoint Investment Advisors LLC
Legal name Strategic Point Investment Advisors LLC
Latest filing Mar 30, 2026
First filing on the tape Mar 30, 2012 · 34 filings
SEC status approved since Dec 31, 2002
RAUM
$915M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$909M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$152M
derived; firm RAUM over IAPD count
Employees
12
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$915M as of Mar 30, 2026
Mar 30, 2012$421M then
HNW client RAUM$738M as of Mar 30, 2026
Mar 26, 2018$380M then
State-registered IARs (5.B.3)6 as of Mar 30, 2026
Mar 30, 20120 then
Employees (5.A)12 as of Mar 30, 2026
Apr 1, 201314 then
Private funds: no history
RAUM +13% over the last fiscal year+13% a year over threeIARs 5 to 6
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- PE backed · a Schedule A entity owner at 25 percent or more whose exact legal name is a PE fund vehicle or a classified PE sponsor on the DFX private equity graph
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $152MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 118derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $472,988derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.7%derived
- Compensation
- percentage of assets, hourly, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisers, otherreportedItem 5.G
- Financial planning clients
- 500reportedItem 5.H
- Custody
- $140M, 139 clientsreportedItem 9.A
- Ownership
- a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$738M81%
- Individuals$171M19%
- Pension and profit-sharing plans$5.5M0.6%
- Individual clients
- 401reported
- HNW clients
- 305reported
- Pension plan clients
- 3reported
- Charitable clients
- n/areported
- Accounts
- 1,934reported
- Financial planning clients
- 500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $140M for 139 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=true related_bank=true bd_reps=0.0 bank_owner=falsederived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Richard Joseph Anzelone | Providence, Ri | Jan 1, 2003 | 25 y | 0 |
| Sean Michael Giles | Providence, Ri | Feb 23, 2006 | 20 y | 0 |
| Derek Michael Amey | Providence, Ri | Jun 8, 2009 | 27 y | 0 |
| Aaron Charles ReynoldsChartered Financial Analyst | Providence, Ri | Aug 26, 2011 | 17 y | 0 |
| Tara L. Budlong | Providence, Ri | Apr 30, 2015 | 16 y | 0 |
| Kristina Marie Mello | Providence, Ri | Sep 24, 2018 | 17 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Christine H Canapari to Adviceperiod, LLCMar 7, 2019 · RIA to RIA
- Megan Mcneill Logee to Adviceperiod, LLCMar 7, 2019 · RIA to RIA
- Daniel Robert Legault to Wickford Wealth Management, LLCNov 7, 2017 · Other
- Joseph Everett Kolb to Wickford Wealth Management, LLCSep 13, 2012 · Other
- Aaron Michael Simmons to Napatree Capital LLCMar 15, 2011 · Other
- Lauris Stefans Lambergs to Raylor Investments LLCNov 24, 2009 · Other
- Laura Lincoln Gustafson to Begin Financial Consulting, Inc.Feb 6, 2007 · Other
- Carl Michael Begin to Begin Financial Consulting, Inc.Jul 19, 2006 · Other
- William Richard Mahoney to LPL Financial LLCOct 18, 2005 · Other
- Kimberly Ann Flynn to LPL Financial LLCMay 25, 2005 · Other
- Colin Michael Pierce to Advice And Planning ServicesMar 29, 2005 · Other
- Jason Robert Friday to New York Life Investment Management LLCJan 20, 2005 · Other
- Gregory Michael Silva to Waddell & ReedDec 3, 2004 · Other
Joined, latest
- Kristina Marie Mello from J.P. Morgan Securities LLCSep 24, 2018 · Wirehouse to independent RIA
- Daniel Robert Legault from Legault Financial Planning, Inc.Mar 15, 2007 · Other
- William Richard Mahoney from Ameriprise Financial Services, LLCAug 3, 2005 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Adviceperiod, LLCMar 7, 2019 · Providence, Ri
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Michael Derek Amey · Managing Partnercontrolsince 05/2023 · owns less than 5%
- Joseph Richard Anzelone · Managing Directorcontrolsince 05/2010 · owns less than 5%
- Regina Andrea Felice · Chief Financial Officercontrolsince 03/2009 · owns less than 5%
Entity owners
- Fi Services Holdings, LLC · Memberdirect · owns 75% or more
- Cd&R Ferdinand Co-Investor, L.P. · Partnerindirect · owns 25% to 50% of Cd&R Ferdinand Holdings, L.P.
- Cd&R Ferdinand Holdings, L.P. · Partnerindirect · owns 50% to 75% of Ferdinand Ffp Ultimate Holdings LP
- Clayton, Dubilier& Rice Fund Xii, L.P. · Partnerindirect · owns 50% to 75% of Cd&R Ferdinand Holdings, L.P.
- Ferdinand Ffp Acquisition, LLC · Shareholder, Class A Common Stockindirect · owns 75% or more of Focus Financial Partners Inc.
- Ferdinand Ffp Intermediate Holdings, LLC · Memberindirect · owns 75% or more of Ferdinand Ffp Acquisition, LLC
- Ferdinand Ffp Parent, Inc · Memberindirect · owns 75% or more of Ferdinand Ffp Intermediate Holdings, LLC
- Ferdinand Ffp Ultimate Holdings LP · Shareholder, Class B Common Stockindirect · owns 75% or more of Focus Financial Partners Inc.
- Ferdinand Ffp Ultimate Holdings, LP · Shareholderindirect · owns 75% or more of Ferdinand Ffp Parent, Inc
- Focus Financial Partners Inc. · Memberindirect · owns 75% or more of Focus Financial Partners, LLC
- Focus Financial Partners, LLC · Memberindirect · owns 75% or more of Focus Operating, LLC
- Focus Operating, LLC · Memberindirect · owns 75% or more of Fi Services Holdings, LLC
Related persons
Schedule D 7.A
- Focus Risk Solutions, LLCreal estaten
- Sentinel Pension Advisors, LLC.investment adviserLP sponsornRAUM $12B
Advisers that list Strategicpoint Investment Advisors LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Providence, Ri · principal | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- East Greenwich, RI7 employees
What changed
consecutive filings, newest first
- Accounts · 1,963 to 1,934Mar 31, 2025 to Mar 30, 2026
- HNW clients · 277 to 305Mar 31, 2025 to Mar 30, 2026
- Individual clients · 424 to 401Mar 31, 2025 to Mar 30, 2026
- Pension plan clients · 5 to 3Mar 31, 2025 to Mar 30, 2026
- Assets in custody · $122M to $140MMar 31, 2025 to Mar 30, 2026
- State-registered IARs · 5 to 6Mar 31, 2025 to Mar 30, 2026
- Discretionary RAUM · $806M to $915MMar 31, 2025 to Mar 30, 2026
- HNW RAUM · $621M to $738MMar 31, 2025 to Mar 30, 2026
- Individual RAUM · $178M to $171MMar 31, 2025 to Mar 30, 2026
- Pension RAUM · $7.4M to $5.5MMar 31, 2025 to Mar 30, 2026
- RAUM · $806M to $915MMar 31, 2025 to Mar 30, 2026
- Accounts · 1,948 to 1,963Jan 2, 2025 to Mar 31, 2025
- HNW clients · 213 to 277Jan 2, 2025 to Mar 31, 2025
- Individual clients · 451 to 424Jan 2, 2025 to Mar 31, 2025
- Assets in custody · $88.6M to $122MJan 2, 2025 to Mar 31, 2025
- Financial planning clients · More than 500 to More than 500Jan 2, 2025 to Mar 31, 2025
- State-registered IARs · 6 to 5Jan 2, 2025 to Mar 31, 2025
- Discretionary RAUM · $717M to $806MJan 2, 2025 to Mar 31, 2025
- HNW RAUM · $504M to $621MJan 2, 2025 to Mar 31, 2025
- Individual RAUM · $205M to $178MJan 2, 2025 to Mar 31, 2025
- Pension RAUM · $7.4M to $7.4MJan 2, 2025 to Mar 31, 2025
- RAUM · $717M to $806MJan 2, 2025 to Mar 31, 2025
- Related insurance company · false to trueJan 2, 2025 to Mar 31, 2025
- Advisory activities · 4 to 5Jun 27, 2024 to Jan 2, 2025
- Advisory employees · 7 to 6Mar 28, 2024 to Jun 27, 2024
- Employees · 13 to 12Mar 28, 2024 to Jun 27, 2024
- State-registered IARs · 7 to 6Mar 28, 2024 to Jun 27, 2024
- Accounts · 1,925 to 1,948Feb 2, 2024 to Mar 28, 2024
- Advisory activities · 3 to 4Feb 2, 2024 to Mar 28, 2024
- HNW clients · 245 to 213Feb 2, 2024 to Mar 28, 2024
- Individual clients · 395 to 451Feb 2, 2024 to Mar 28, 2024
- Assets in custody · $70.8M to $88.6MFeb 2, 2024 to Mar 28, 2024
- Discretionary RAUM · $638M to $717MFeb 2, 2024 to Mar 28, 2024
- HNW RAUM · $450M to $504MFeb 2, 2024 to Mar 28, 2024
- Individual RAUM · $182M to $205MFeb 2, 2024 to Mar 28, 2024
- Pension RAUM · $6.0M to $7.4MFeb 2, 2024 to Mar 28, 2024
- RAUM · $638M to $717MFeb 2, 2024 to Mar 28, 2024
- Accounts · 1,937 to 1,925Mar 30, 2022 to Mar 31, 2023
- HNW clients · 281 to 245Mar 30, 2022 to Mar 31, 2023
- Individual clients · 359 to 395Mar 30, 2022 to Mar 31, 2023
Signals
1 dated events
- Alden Betsey Purinton (Managing Director And Chief Investment Officer) no longer on Schedule A of Strategicpoint Investment Advisors Llc (listed 2024-03-28, absent 2024-06-27)Jun 27, 2024 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@strategicpoint.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 401-273-8987reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 800-597-5974reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 401-273-1500reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/2064318reportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/focus-financial-partnersreportedpublic record, Form ADV, Sep 17, 2026
- Website
- STRATEGICPOINT.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 401-273-1500reportedpublic record, Form ADV, Mar 30, 2026
- Contact form
- strategicpoint.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- strategicpoint.com/meet-the-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $152Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026