DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

L••• K• B•••••

R••••••••• C•••••• M•••••••••BD affiliatedRogers, Ar dual registrantIAPD 4364504

Feed of 09/14/2026

Also filed as Lisa Kay Barnes

At current firm

1 y

since Dec 1, 2024

In the industry

25 y

since Apr 4, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R••••••••• C•••••• M••••••••• BD affiliated current
since Dec 1, 2024 · Dallas, Tx
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 24, 2018 to Dec 5, 2024 · Rogers, Ar
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
May 11, 2012 to Aug 17, 2018 · Tulsa, Ok
M••••• S•••••• wirehouse
Jun 1, 2009 to May 17, 2012 · Tulsa, Ok
C•••••••• G••••• M•••••• I••• BD affiliated
Feb 28, 2008 to Jun 1, 2009 · Tulsa, Ok
J••• M••••• S••••••••• I••• unclassified
May 10, 2007 to Feb 8, 2008 · Tulsa, Ok

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R••••••••• C•••••• M•••••••••
left Dec 5, 2024, registered Dec 1, 2024 (-4 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left May 17, 2012, registered May 11, 2012 (-6 days) · Wirehouse to wirehouse
C•••••••• G••••• M•••••• I••• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
J••• M••••• S••••••••• I••• to C•••••••• G••••• M•••••• I•••
left Feb 8, 2008, registered Feb 28, 2008 (20 days) · Other

Signals

L••• K• B••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for R••••••••• C•••••• M••••••••• (registered 2024-12-01)
Dec 5, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address