DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Brad Michael Ingegneri

Summit Financial, LLCBD affiliatedWest Warwick, Ridual registrantIAPD 4364810

Certified Financial Planner

Feed of 09/14/2026

Also filed as Brad M Ingegneri

At current firm

1 y

since Jul 1, 2025

In the industry

25 y

since Jun 1, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Summit Financial, LLC BD affiliated current
since Jul 1, 2025 · West Warwick, Ri
The Patriot Financial Group, LLC independent RIA
Mar 15, 2021 to Jul 8, 2025 · Walpole, Ma
Ivy Wealth Management, Inc. former
Aug 1, 2012 to Jun 30, 2021 · West Warwick, Ri
LPL Financial LLC BD affiliated
Jul 1, 2010 to Aug 10, 2012 · Warwick, Ri
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Jun 15, 2001 to Jul 6, 2010 · Providence, Ri

Moves

a registration end followed by a registration begin elsewhere

The Patriot Financial Group, LLC to Summit Financial, LLC
left Jul 8, 2025, registered Jul 1, 2025 (-7 days) · RIA to affiliated broker-dealer or bank · moved with a team
Ivy Wealth Management, Inc. to The Patriot Financial Group, LLC
left Jun 30, 2021, registered Mar 15, 2021 (-107 days) · RIA to RIA · moved with a team
LPL Financial LLC to Ivy Wealth Management, Inc.
left Aug 10, 2012, registered Aug 1, 2012 (-9 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to LPL Financial LLC
left Jul 6, 2010, registered Jul 1, 2010 (-5 days) · Other

Signals

Brad Michael Ingegneri left The Patriot Financial Group, Llc for Summit Financial, Llc (registered 2025-07-01)
Jul 8, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address