DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Stacey Lynn Lavender
Feed of 09/15/2026
Also filed as Stacey L Lavender
At current firm
2 y
since Aug 26, 2024
In the industry
21 y
since Mar 1, 2005 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
2
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Kingswood Wealth Advisors, LLC BD affiliated currentsince Feb 3, 2025 · Jurupa Valley, Ca
- G. A. Repple & Company BD affiliated currentsince Aug 26, 2024 · Casselberry, Fl
- Level Four Advisory Services BD affiliatedDec 21, 2021 to Feb 28, 2025 · Dallas, Tx
- Mywallst Advisory LLC formerJul 28, 2021 to Nov 17, 2021 · Los Angeles, Ca
- Harbor Financial Services, LLC formerJun 8, 2018 to Dec 21, 2021 · Riverside, Ca
- Nms Capital Asset Management, Inc. formerDec 17, 2014 to May 24, 2018 · Beverly Hills, Ca
- Harbor Financial Services, LLC formerDec 10, 2012 to Mar 5, 2014 · Dallas, Tx
- First Command Financial Planning, Inc. formerJun 20, 2012 to Aug 22, 2012 · Biloxi, Ms
- Harbor Financial Services, LLC formerOct 6, 2005 to Nov 21, 2011 · Dallas, Tx
- Ameriprise Financial Services, LLC national BDMar 23, 2005 to Oct 4, 2005 · Newburgh, In
Moves
a registration end followed by a registration begin elsewhere
- Level Four Advisory Services to G. A. Repple & Companyleft Feb 28, 2025, registered Aug 26, 2024 (-186 days) · Affiliated broker-dealer or bank to another
- Harbor Financial Services, LLC to Mywallst Advisory LLCleft Dec 21, 2021, registered Jul 28, 2021 (-146 days) · Affiliated broker-dealer or bank to a newly registered adviser
- Mywallst Advisory LLC to Level Four Advisory Servicesleft Nov 17, 2021, registered Dec 21, 2021 (34 days) · Other
- Nms Capital Asset Management, Inc. to Harbor Financial Services, LLCleft May 24, 2018, registered Jun 8, 2018 (15 days) · Other
- Harbor Financial Services, LLC to Nms Capital Asset Management, Inc.left Mar 5, 2014, registered Dec 17, 2014 (287 days) · Other
- First Command Financial Planning, Inc. to Harbor Financial Services, LLCleft Aug 22, 2012, registered Dec 10, 2012 (110 days) · Other
- Harbor Financial Services, LLC to First Command Financial Planning, Inc.left Nov 21, 2011, registered Jun 20, 2012 (212 days) · Other
- Ameriprise Financial Services, LLC to Harbor Financial Services, LLCleft Oct 4, 2005, registered Oct 6, 2005 (2 days) · Other
Signals
- Stacey Lynn Lavender left Level Four Advisory Services for G. A. Repple & Company (registered 2024-08-26)Feb 28, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address