RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- U•• F•••••••• S••••••• I••• wirehouse currentsince Apr 20, 2026 · Houston, Tx
- G••••• R••••••••• P••••••• L•• institutionalNov 4, 2020 to Jan 5, 2024 · San Rafael, Ca
- O••••••••• S••••••••• I••• BD affiliatedJun 25, 2008 to Nov 12, 2020 · Indianapolis, In
- P••••• C•••••• L•• unclassifiedMar 5, 2008 to May 7, 2008 · Houston, Tx
- G••••• R••••••••• P••••••• L•• to U•• F•••••••• S••••••• I•••left Jan 5, 2024, registered Apr 20, 2026 (836 days) · Other
- O••••••••• S••••••••• I••• to G••••• R••••••••• P••••••• L••left Nov 12, 2020, registered Nov 4, 2020 (-8 days) · Other
- P••••• C•••••• L•• to O••••••••• S••••••••• I•••left May 7, 2008, registered Jun 25, 2008 (49 days) · Other
- C••••• N•••••• V••••••• left G••••• R••••••••• P••••••• L•• for U•• F•••••••• S••••••• I••• (registered 2026-04-20)Jan 5, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address