DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• L••••• B•••••

P••• V••••• I•••••••••independent RIAMarlton, Nj dual registrantIAPD 4365323

Certified Financial Planner

Feed of 09/14/2026

At current firm

3 y

since Aug 22, 2023

In the industry

25 y

since Aug 10, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: President, BWAreportedpinevalleyinvestments.comfirm site, Sep 15, 2026
Professional profile: PINEVALLEYINVESTMENTS.COM/bios/jason-braatzreportedpinevalleyinvestments.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

P••• V••••• I••••••••• independent RIA current
since Aug 22, 2023 · Winter Garden, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 30, 2012 to Jul 5, 2023 · Mount Laurel, Nj
M••••• S•••••• wirehouse
Jun 1, 2009 to Dec 17, 2012 · Mount Laurel, Nj
C•••••••• G••••• M•••••• I••• BD affiliated
Oct 22, 2004 to Jun 1, 2009 · Mount Laurel, Nj
M••••• S•••••• D• I••• unclassified
May 28, 2002 to Oct 26, 2004 · Mount Laurel, Nj

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P••• V••••• I•••••••••
left Jul 5, 2023, registered Aug 22, 2023 (48 days) · Wirehouse to independent RIA · moved with a team
M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Dec 17, 2012, registered Nov 30, 2012 (-17 days) · Wirehouse to wirehouse
C•••••••• G••••• M•••••• I••• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
M••••• S•••••• D• I••• to C•••••••• G••••• M•••••• I•••
left Oct 26, 2004, registered Oct 22, 2004 (-4 days) · Other

Signals

J•••• L••••• B••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for P••• V••••• I••••••••• (registered 2023-08-22)
Jul 5, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address