DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
P••• V••••• I•••••••••
Legal name P••• V••••• I••••••••• L•••••• L•••••••• C••••••
Latest filing Mar 30, 2026
First filing on the tape Dec 10, 2014 · 61 filings
SEC status approved since Jan 8, 2015
RAUM
$2.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
86%
$2.3B individuals and HNW
Advisors
33
registered through the firm on IAPD
RAUM per advisor
$81.0M
derived; firm RAUM over IAPD count
Employees
37
31 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
2
reported on Schedule D
History
61 filings and snapshots on the tape
RAUM$2.7B as of Mar 30, 2026
Jan 20, 2016$125M then
HNW client RAUM$1.9B as of Mar 30, 2026
Feb 23, 2018$170M then
State-registered IARs (5.B.3)31 as of Mar 30, 2026
Jan 20, 20162 then
Employees (5.A)37 as of Mar 30, 2026
Jan 20, 20166 then
Private funds2 as of Mar 30, 2026
Mar 31, 20221 then
RAUM +22% over the last fiscal year+40% a year over threeIARs 30 to 31offices 0 to 1
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- ria with p•••••• funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $81.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 63derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $462,275derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 16.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- +3.3%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +17%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehicles, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $964M, 952 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.9B71%
- Individuals$388M15%
- Other investment advisers$185M6.9%
- Pooled investment vehicles$124M4.6%
- Charitable organizations$40.1M1.5%
- Pension and profit-sharing plans$28.8M1.1%
- Individual clients
- 1,464reported
- HNW clients
- 606reported
- Pension plan clients
- 16reported
- Charitable clients
- 25reported
- Accounts
- 5,785reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $964M for 952 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.86 fund_share=0.12 institutional_share=0.03 related_bd=false related_bank=false bd_reps=3.0derived
Advisors registered through the firm
33 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• R••• M••••• | Williamstown, Nj | Aug 5, 2015 | 14 y | 2 |
| R••••• A•••• M•••• | Marlton, Nj | Apr 7, 2016 | 24 y | 3 |
| J••••• B•••• D••••• | Marlton, Nj | Mar 7, 2017 | 20 y | 1 |
| C••••••••• M••• B•••• | Marlton, Nj | Jun 29, 2018 | 23 y | 4 |
| J••••••• D•••• M••••• | Marlton, Nj | Oct 10, 2018 | 39 y | 3 |
| H•••• E••••• M•••• | Naples, Fl | Oct 17, 2018 | 13 y | 1 |
| F•••••• F•••••••• | Marlton, Nj | Mar 5, 2019 | 18 y | 4 |
| J••••• F••••••••• | Marlton, Nj | Jan 29, 2020 | 10 y | 1 |
| V••••••• A••••• C••••••••• | Marlton, Nj | Feb 10, 2021 | 10 y | 0 |
| T••••• J• C••••••• | Marlton, Nj | Feb 12, 2021 | 29 y | 3 |
| A•••••• A• V••••• | Marlton, Nj | Jun 8, 2021 | 10 y | 2 |
| K••••••• Q•••••• F••Certified Financial Planner | Marlton, Nj | Jun 8, 2021 | 27 y | 3 |
| J••• A• M••••• | Marlton, Nj | Jul 22, 2021 | 14 y | 0 |
| M•••••• L•••• W••••• | Marlton, Nj | Nov 8, 2021 | 12 y | 1 |
| S•••• A•••• L•••••• | Marlton, Nj | Jan 31, 2022 | 23 y | 4 |
| T••••• M••••••• | Marlton, Nj | Jan 31, 2022 | 10 y | 1 |
| N••••••• L•••••• | Marlton, Nj | Feb 24, 2022 | 28 y | 1 |
| C••••••••• J• O••••••Chartered Financial Analyst | Marlton, Nj | Feb 28, 2022 | 17 y | 0 |
| K•••• P•••• | Marlton, Nj | Sep 23, 2022 | 14 y | 0 |
| D•••• K•••••Chartered Financial Consultant | Marlton, Nj | Nov 10, 2022 | 10 y | 3 |
| I•••• D•••••• J•••• | Marlton, Nj | Dec 21, 2022 | 13 y | 3 |
| M••• D••••• M••••••• | San Antonio, Tx | Apr 26, 2023 | 16 y | 3 |
| N••• J•••• M••••• | Marlton, Nj | May 11, 2023 | 11 y | 1 |
| J•••• T••• V••• | Marlton, Nj | Jul 12, 2023 | 26 y | 2 |
| J•••• L••••• B•••••Certified Financial Planner | Marlton, Nj | Aug 22, 2023 | 25 y | 4 |
| J•••• W•••••• V••••• | Marlton, Nj | Oct 4, 2023 | 12 y | 2 |
| S•••• W••••• | Marlton, Nj | Oct 10, 2023 | 12 y | 1 |
| G•••••• M•••••• P•••••• | Marlton, Nj | Dec 19, 2023 | 23 y | 3 |
| J•••• L•••• B••••• | Marlton, Nj | Feb 20, 2024 | 21 y | 0 |
| S••• P•••••• M••••• | Marlton, Nj | May 1, 2025 | 13 y | 1 |
| C•••• J••• F••••• | Marlton, Nj | May 12, 2025 | 10 y | 2 |
| D•••• A••••• R••••••• | Rumson, Nj | Mar 6, 2026 | 12 y | 0 |
| S••• M•••••• B•••• | Boynton Beach, Fl | Aug 26, 2026 | 10 y | 4 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- S••• M•••••• B•••• from A•••• W••••• M••••••••• I•••Aug 26, 2026 · RIA to RIA
- C•••• J••• F••••• from M••••• S••••••May 12, 2025 · Wirehouse to independent RIA
- S••• P•••••• M••••• from T••••• A••••••• S•••••••• I•••May 1, 2025 · Affiliated broker-dealer or bank to independent RIA
- G•••••• M•••••• P•••••• from V••••• W••••• M•••••••• I•••Dec 19, 2023 · RIA to RIA
- S•••• W••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Oct 10, 2023 · Wirehouse to independent RIA
- J•••• W•••••• V••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Oct 4, 2023 · Wirehouse to independent RIA
- J•••• L••••• B••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Aug 22, 2023 · Wirehouse to independent RIA
- J•••• T••• V••• from T•••• B••••• A•••••••Jul 12, 2023 · RIA to RIA
- N••• J•••• M••••• from S••••••• F•••••••• S•••••••• I•••May 11, 2023 · RIA to RIA
- M••• D••••• M••••••• from W•••• F•••• A•••••••Apr 26, 2023 · Wirehouse to independent RIA
- I•••• D•••••• J•••• from O•••••• C•••••• A••••••• I•••Dec 21, 2022 · RIA to RIA
- D•••• K••••• from A•••••• A••••••• S•••••••Nov 10, 2022 · Affiliated broker-dealer or bank to independent RIA
- N••••••• L•••••• from D•••••• T••••••• L••Feb 24, 2022 · Other
- S•••• A•••• L•••••• from A••••• A•• P••••••• S•••••••Jan 31, 2022 · Affiliated broker-dealer or bank to independent RIA
- T••••• M••••••• from P•••• S••••••••• L••Jan 31, 2022 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Jul 5, 2023 · Mount Laurel, Nj
- 2 joined from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Oct 9, 2018 · Mount Laurel, Nj
- 2 joined from U•••••• I••••••••• I•••Mar 27, 2015 · King Of Prussia, Pa
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M••••••• F•••• L• | $69.6M | 98 | Mar 30, 2026 | |
| P• O••••••••• F•••• S••••• I• L•• | Hedge Fund | $54.5M | 83 | Mar 7, 2022 |
Owners and control persons
Schedule A and B, latest filing
- D•••••• J•••••• B•••• · Membercontrolsince 02/2015 · owns 25% to 50%
- M••••• H••••• E••••• · Managing Membercontrolsince 11/2014 · owns 25% to 50%
- S••••••• H••••• · Partnercontrolsince 10/1996 · owns 50% to 75% of H• S•••••• F••••• L•• P•••••••••
- S••••••• N•••••• · Partnercontrolsince 10/1996 · owns 50% to 75% of H• S•••••• F••••• L•• P•••••••••
- A••••••••• A•••• J••• · Chief Compliance Officersince 03/2023 · owns less than 5%
- L••••••• N••••••• · Member (01/2025) And Chief Strategy Officersince 02/2022 · owns 5% to 10%
- M•••••• M••••••• R••• · Member (01/2025) & Chief Financial Officersince 02/2022 · owns 10% to 25%
- O••••••• C••••••••• J• · Member (01/2025) And Chief Investment Officersince 02/2022 · owns 5% to 10%
- S•••••••• M••• L•••• · Chief Compliance Officersince 11/2025 · owns less than 5%
Entity owners
- H• S•••••• F••••• L•• P••••••••• · Ownerdirect · owns 5% to 10%
Related persons
Schedule D 7.A
- P••• V••••• P•••••••real estatey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Marlton, Nj · principal | 32 | 1 | 0 | 7 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 30, 2026S••••••• H••••• (PARTNER) left Schedule A between the filings of 2023-03-31 and 2026-03-30peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Mar 30, 2026S••••••• N•••••• (PARTNER) left Schedule A between the filings of 2023-03-31 and 2026-03-30peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 5,152 to 5,785Dec 1, 2025 to Mar 30, 2026
- Advisory employees · 30 to 31Dec 1, 2025 to Mar 30, 2026
- Charity clients · 19 to 25Dec 1, 2025 to Mar 30, 2026
- Corporate clients · 4.0 to unsetDec 1, 2025 to Mar 30, 2026
- HNW clients · 511 to 606Dec 1, 2025 to Mar 30, 2026
- Individual clients · 1,258 to 1,464Dec 1, 2025 to Mar 30, 2026
- Pension plan clients · 15 to 16Dec 1, 2025 to Mar 30, 2026
- Pooled vehicle clients · 1 to 2Dec 1, 2025 to Mar 30, 2026
- Assets in custody · $752M to $964MDec 1, 2025 to Mar 30, 2026
- State-registered IARs · 30 to 31Dec 1, 2025 to Mar 30, 2026
- Other offices · 0 to 1Dec 1, 2025 to Mar 30, 2026
- Private funds · 1 to 2Dec 1, 2025 to Mar 30, 2026
- Discretionary RAUM · $2.2B to $2.7BDec 1, 2025 to Mar 30, 2026
- HNW RAUM · $1.6B to $1.9BDec 1, 2025 to Mar 30, 2026
- Individual RAUM · $339M to $388MDec 1, 2025 to Mar 30, 2026
- Pension RAUM · $23.8M to $28.8MDec 1, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $45.1M to $124MDec 1, 2025 to Mar 30, 2026
- RAUM · $2.2B to $2.7BDec 1, 2025 to Mar 30, 2026
- Accounts · 4,147 to 5,152Mar 28, 2024 to Mar 19, 2025
- Charity clients · 9 to 19Mar 28, 2024 to Mar 19, 2025
- Corporate clients · 1 to 4Mar 28, 2024 to Mar 19, 2025
- HNW clients · 412 to 511Mar 28, 2024 to Mar 19, 2025
- Individual clients · 1,061 to 1,258Mar 28, 2024 to Mar 19, 2025
- Pension plan clients · 8 to 15Mar 28, 2024 to Mar 19, 2025
- Assets in custody · $607M to $752MMar 28, 2024 to Mar 19, 2025
- Employees · 35 to 37Mar 28, 2024 to Mar 19, 2025
- Financial planning clients · 251-500 to 251-500Mar 28, 2024 to Mar 19, 2025
- Discretionary RAUM · $1.7B to $2.2BMar 28, 2024 to Mar 19, 2025
- HNW RAUM · $1.3B to $1.6BMar 28, 2024 to Mar 19, 2025
- Individual RAUM · $303M to $339MMar 28, 2024 to Mar 19, 2025
- Pension RAUM · $19.8M to $23.8MMar 28, 2024 to Mar 19, 2025
- Pooled vehicle RAUM · $37.3M to $45.1MMar 28, 2024 to Mar 19, 2025
- RAUM · $1.7B to $2.2BMar 28, 2024 to Mar 19, 2025
- Accounts · 3,393 to 4,147Mar 31, 2023 to Mar 28, 2024
- Advisory employees · 24 to 30Mar 31, 2023 to Mar 28, 2024
- BD registered reps · 2 to 3Mar 31, 2023 to Mar 28, 2024
- Charity clients · 8 to 9Mar 31, 2023 to Mar 28, 2024
- Corporate clients · 0 to 1Mar 31, 2023 to Mar 28, 2024
- HNW clients · 1,242 to 412Mar 31, 2023 to Mar 28, 2024
- Individual clients · 138 to 1,061Mar 31, 2023 to Mar 28, 2024
Signals
12 dated events
- P••• V••••• I••••••••• reported RAUM $2.2B, up 25% from $1.7B (2024-03-28 to 2025-03-19)Mar 19, 2025 · RAUM change · derived
- P••• V••••• I••••••••• reported 30 state-registered advisory representatives, up from 14 (2023-03-31 to 2024-03-28)Mar 28, 2024 · Advisor headcount change · derived
- P••• V••••• I••••••••• reported RAUM $1.7B, up 81% from $964.6M (2023-03-31 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- 3 advisors left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (Mount Laurel, NJ) for P••• V••••• I••••••••• on the same dayJul 5, 2023 · Team lift-out · derived
- P••• V••••• I••••••••• reported RAUM $964.6M, down 27% from $1.3B (2022-10-11 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- P••• V••••• I••••••••• reported RAUM $1.3B, up 27% from $1.0B (2022-03-07 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- P••• V••••• I••••••••• reported RAUM $1.0B, up 84% from $566.7M (2021-03-30 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Ryan Michael M••••• (Partner) no longer on Schedule A of P••• V••••• I••••••••• (listed 2020-03-24, absent 2020-04-15)Apr 15, 2020 · Control person left · inference
- P••• V••••• I••••••••• reported RAUM $566.7M, up 34% from $424.0M (2019-08-14 to 2020-03-24)Mar 24, 2020 · RAUM change · derived
- Ryan Michael M••••• (Partner) appeared on Schedule A of P••• V••••• I•••••••••Apr 3, 2019 · Control person joined · fact
- P••• V••••• I••••••••• reported RAUM $370.0M, up 68% from $220.0M (2018-10-17 to 2018-10-18)Oct 18, 2018 · RAUM change · derived
- P••• V••••• I••••••••• filed its initial SEC registration (Form ADV)Dec 10, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@pinevalleyinvestments.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 856-334-8260reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 856-356-2598reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/pine-valley-investments-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H••••://WWW.P•••V•••••INVESTMENTS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 856-334-8260reportedpublic record, Form ADV, Mar 30, 2026
- Contact form
- PINEVALLEYINVESTMENTS.COM/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- PINEVALLEYINVESTMENTS.COM/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $81.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026