C••••••••• G••••• M•••••••

• R••••••••• C•••••• M••••••••• BD affiliated current
  since Feb 16, 2024 · Charlotte, Nc
• R•••••• J•••• • A••••••••• I••• national BD
  Nov 27, 2013 to Feb 21, 2024 · Charlotte, Nc
• W•••• F•••• A••••••• wirehouse
  Jul 1, 2003 to Nov 18, 2013 · Morgantown, Wv
• P••••••••• E••••• G••••• L•• unclassified
  May 2, 2002 to Jul 1, 2003 · Morgantown, Wv

• R•••••• J•••• • A••••••••• I••• to R••••••••• C•••••• M•••••••••
  left Feb 21, 2024, registered Feb 16, 2024 (-5 days) · Affiliated broker-dealer or bank to another
• W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••
  left Nov 18, 2013, registered Nov 27, 2013 (9 days) · Wirehouse to affiliated broker-dealer or bank
• P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••
  left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move

• C••••••••• G••••• M••••••• left R•••••• J•••• • A••••••••• I••• for R••••••••• C•••••• M••••••••• (registered 2024-02-16)
  Feb 21, 2024 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

24derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address