DFX Intelligence
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Registered advisor
R••• H• P••••
Feed of 09/14/2026
Also filed as R••• P••••••••• R••• P••••••••• R••• P••••
At current firm
5 y
since Jun 11, 2021
In the industry
25 y
since Apr 23, 2001 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A•••••••• L•• BD affiliated currentsince Jun 11, 2021 · Miami, Fl
- W•••• F•••• A••••••• wirehouseJan 3, 2011 to Jun 17, 2021 · San Antonio, Tx
- W•••• F•••• I••••••••• L•• unclassifiedNov 15, 2007 to Jan 3, 2011 · San Antonio, Tx
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedFeb 11, 2003 to Nov 14, 2007 · San Antonio, Tx
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to S•••••••• A•••••••• L••left Jun 17, 2021, registered Jun 11, 2021 (-6 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
- B••• O• A•••••• I••••••••• S•••••••• I••• to W•••• F•••• I••••••••• L••left Nov 14, 2007, registered Nov 15, 2007 (1 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address