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Registered advisor
J••• T••••• G••••••••
Feed of 09/15/2026
Also filed as Jt G••••••••
At current firm
2 y
since Dec 11, 2023
In the industry
25 y
since May 25, 2001 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Dec 11, 2023 · Sugar Land, Tx
- P•••••••• S••••••••• I••• BD affiliatedJan 8, 2018 to Dec 5, 2023 · Houston, Tx
- J••• H•••••• I••••••••• M••••••••• L•• asset managerDec 22, 2008 to Dec 31, 2010 · Austin, Tx
- U•• F•••••••• S••••••• I••• wirehouseJul 20, 2001 to Jan 17, 2007 · Beverly Hills, Ca
Moves
a registration end followed by a registration begin elsewhere
- P•••••••• S••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 5, 2023, registered Dec 11, 2023 (6 days) · Affiliated broker-dealer or bank to wirehouse
- J••• H•••••• I••••••••• M••••••••• L•• to P•••••••• S••••••••• I•••left Dec 31, 2010, registered Jan 8, 2018 (2565 days) · Other
- U•• F•••••••• S••••••• I••• to J••• H•••••• I••••••••• M••••••••• L••left Jan 17, 2007, registered Dec 22, 2008 (705 days) · Other
Signals
- J••• T••••• G•••••••• left P•••••••• S••••••••• I••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-12-11)Dec 5, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address