DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jeffrey Ray Lung
Certified Financial Planner
Feed of 09/14/2026
Also filed as Jeff R. Lung
At current firm
1 y
since Mar 31, 2025
In the industry
25 y
since Jun 8, 2001 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Strategic Advisers LLC national BD currentsince Mar 31, 2025 · Carlsbad, Ca
- Fidelity Personal And Workplace Advisors formerOct 3, 2019 to Mar 31, 2025 · San Diego, Ca
- Labrum Wealth Management, LLC formerDec 7, 2017 to Mar 12, 2018 · Carlsbad, Ca
- Mercer Global Advisors Inc. independent RIADec 16, 2013 to Aug 8, 2016 · San Diego, Ca
- Td Ameritrade, Inc. formerOct 28, 2011 to Dec 3, 2013 · San Diego, Ca
- Td Ameritrade Investment Management, LLC formerOct 28, 2011 to Dec 3, 2013 · San Diego, Ca
- Chase Investment Services Corp. formerOct 5, 2010 to Sep 15, 2011 · Carlsbad, Ca
- Charles Schwab & Co., Inc. national BDMay 13, 2004 to May 8, 2009 · Fresno, Ca
- Morgan Stanley Dw Inc. unclassifiedNov 18, 2001 to Apr 20, 2004 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- Fidelity Personal And Workplace Advisors to Strategic Advisers LLCleft Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- Labrum Wealth Management, LLC to Fidelity Personal And Workplace Advisorsleft Mar 12, 2018, registered Oct 3, 2019 (570 days) · Other
- Mercer Global Advisors Inc. to Labrum Wealth Management, LLCleft Aug 8, 2016, registered Dec 7, 2017 (486 days) · Other
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Dec 3, 2013, registered Oct 28, 2011 (-767 days) · Other
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Dec 3, 2013, registered Oct 28, 2011 (-767 days) · channel change inside one enterprise, not a move
- Chase Investment Services Corp. to Td Ameritrade, Inc.left Sep 15, 2011, registered Oct 28, 2011 (43 days) · Other
- Charles Schwab & Co., Inc. to Chase Investment Services Corp.left May 8, 2009, registered Oct 5, 2010 (515 days) · Other
- Morgan Stanley Dw Inc. to Charles Schwab & Co., Inc.left Apr 20, 2004, registered May 13, 2004 (23 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address