RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince Jul 21, 2022 · St. Paul, Mn
- P••• I••••••••• L•• asset managerMar 7, 2016 to Jun 27, 2022 · Whitefish Bay, Wi
- B•••••••• F•••••••• M••••••••• I•• otherMay 16, 2006 to Mar 2, 2016 · Wilmington, De
- B•••••••• C•••••• M••••••••• I••• asset managerDec 3, 2004 to May 17, 2006 · Wilmington, De
- P••• I••••••••• L•• to M••••• S••••••left Jun 27, 2022, registered Jul 21, 2022 (24 days) · Other
- B•••••••• F•••••••• M••••••••• I•• to P••• I••••••••• L••left Mar 2, 2016, registered Mar 7, 2016 (5 days) · Other
- B•••••••• C•••••• M••••••••• I••• to B•••••••• F•••••••• M••••••••• I••left May 17, 2006, registered May 16, 2006 (-1 days) · Other
- M•••••• J••• A••• left P••• I••••••••• L•• for M••••• S•••••• (registered 2022-07-21)Jun 27, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address