RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••• F••••••• B•••••••••
- A•••••• A••••••• L•• independent RIA currentsince Dec 15, 2025 · Miami, Fl
- M••••• S•••••• wirehouseNov 6, 2012 to Dec 26, 2025 · Miami, Fl
- W•••• F•••• A••••••• wirehouseMar 6, 2008 to Oct 30, 2012 · Sao Paulo
- M••••• S•••••• to A•••••• A••••••• L••left Dec 26, 2025, registered Dec 15, 2025 (-11 days) · Wirehouse to independent RIA
- W•••• F•••• A••••••• to M••••• S••••••left Oct 30, 2012, registered Nov 6, 2012 (7 days) · Wirehouse to wirehouse
- L••• F••••••• B••••••••• left M••••• S•••••• for A•••••• A••••••• L•• (registered 2025-12-15)Dec 26, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address