DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Brian Christopher Migdal

U.S. Bancorp Advisors, LLCBD affiliatedCharlotte, Ncdual registrantIAPD 4372173

Feed of 09/14/2026

Also filed as Brian C Migdal

At current firm

0 y

since Jul 22, 2026

In the industry

25 y

since Jul 12, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U.S. Bancorp Advisors, LLC BD affiliated current
since Jul 22, 2026 · Charlotte, Nc
Cetera Investment Advisers LLC BD affiliated
Jul 30, 2019 to May 14, 2026 · Raleigh, Nc
First Citizens Investor Services, Inc. BD affiliated
Jun 2, 2015 to Mar 6, 2019 · Raleigh, Nc
Pnc Wealth Management BD affiliated
Dec 20, 2010 to May 20, 2015 · Columbus, Oh
Natcity Investments, Inc. unclassified
Jul 19, 2005 to Oct 2, 2009 · Erie, Pa

Moves

a registration end followed by a registration begin elsewhere

Cetera Investment Advisers LLC to U.S. Bancorp Advisors, LLC
left May 14, 2026, registered Jul 22, 2026 (69 days) · Affiliated broker-dealer or bank to another
First Citizens Investor Services, Inc. to Cetera Investment Advisers LLC
left Mar 6, 2019, registered Jul 30, 2019 (146 days) · Affiliated broker-dealer or bank to another
Pnc Wealth Management to First Citizens Investor Services, Inc.
left May 20, 2015, registered Jun 2, 2015 (13 days) · Other
Natcity Investments, Inc. to Pnc Wealth Management
left Oct 2, 2009, registered Dec 20, 2010 (444 days) · Other

Signals

Brian Christopher Migdal left Cetera Investment Advisers Llc for U.S. Bancorp Advisors, Llc (registered 2026-07-22)
May 14, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address