DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
B•••• K•••• W••••••
Feed of 09/15/2026
Also filed as B•••• K•••• W••••••••• W••••••
At current firm
5 y
since Apr 1, 2021
In the industry
25 y
since Jul 11, 2001 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••••••• R••••••••• BD affiliated currentsince Apr 1, 2021 · Las Vegas, Nv
- M••••• S•••••• wirehouseJul 5, 2016 to Mar 6, 2020 · Las Vegas, Nv
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 30, 2007 to Jan 4, 2016 · Akron, Oh
- U••• B•••••• I••••••••• I••• formerApr 19, 2005 to Apr 4, 2007 · West Chester, Oh
- A••••••••• A•••••• S•••••••• I••• unclassifiedMar 31, 2004 to Apr 4, 2005 · Cincinnati, Oh
- U•• F•••••••• S••••••• I••• wirehouseJan 14, 2003 to Apr 21, 2004 · Centerville, Oh
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to M••••••••• R•••••••••left Mar 6, 2020, registered Apr 1, 2021 (391 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Jan 4, 2016, registered Jul 5, 2016 (183 days) · Wirehouse to wirehouse
- U••• B•••••• I••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 4, 2007, registered Oct 30, 2007 (209 days) · Other
- A••••••••• A•••••• S•••••••• I••• to U••• B•••••• I••••••••• I•••left Apr 4, 2005, registered Apr 19, 2005 (15 days) · Other
- U•• F•••••••• S••••••• I••• to A••••••••• A•••••• S•••••••• I•••left Apr 21, 2004, registered Mar 31, 2004 (-21 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address