G••••••• K•••• F••••••

• O•••• W•••••• I••• BD affiliated current
  since Jun 14, 2024 · Columbia, Sc
• S••••••••• A•••••• A•••••••• I••• former
  Apr 21, 2023 to Jun 14, 2024 · Columbia, Sc
• L•• F•••••••• L•• BD affiliated
  Jan 7, 2013 to Apr 28, 2023 · Columbia, Sc
• J••••• M••••••••• S•••• L•• BD affiliated
  Sep 28, 2012 to Jan 16, 2013 · Columbia, Sc
• M••••• S•••••• wirehouse
  Jun 1, 2009 to Oct 5, 2012 · Columbia, Sc
• C•••••••• G••••• M•••••• I••• BD affiliated
  Dec 20, 2007 to Jun 1, 2009 · Columbia, Sc

• S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••
  left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
• L•• F•••••••• L•• to S••••••••• A•••••• A•••••••• I•••
  left Apr 28, 2023, registered Apr 21, 2023 (-7 days) · Affiliated broker-dealer or bank to another
• J••••• M••••••••• S•••• L•• to L•• F•••••••• L••
  left Jan 16, 2013, registered Jan 7, 2013 (-9 days) · Other
• M••••• S•••••• to J••••• M••••••••• S•••• L••
  left Oct 5, 2012, registered Sep 28, 2012 (-7 days) · Other
• C•••••••• G••••• M•••••• I••• to M••••• S••••••
  left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

• G••••••• K•••• F•••••• left L•• F•••••••• L•• for S••••••••• A•••••• A•••••••• I••• (registered 2023-04-21)
  Apr 28, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

18derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address