RIA Intelligence

• L•• F•••••••• L•• BD affiliated current
  since Feb 13, 2018 · Clackamas, Or
• G••••• R••••••••• P••••••• L•• institutional
  Jan 19, 2015 to Feb 13, 2018 · Portland, Or
• S•• I••••••••• A•••••••• I••• former
  Apr 2, 2014 to Oct 24, 2014 · Fresno, Ca
• P•••••••• S••••••••• I••• BD affiliated
  Dec 14, 2012 to Apr 8, 2014 · Lake Oswego, Or
• W•••••• • R••• former
  Jun 5, 2002 to Dec 31, 2002 · Beaverton , Or

• G••••• R••••••••• P••••••• L•• to L•• F•••••••• L••
  left Feb 13, 2018, registered Feb 13, 2018 (0 days) · Other
• S•• I••••••••• A•••••••• I••• to G••••• R••••••••• P••••••• L••
  left Oct 24, 2014, registered Jan 19, 2015 (87 days) · Other
• P•••••••• S••••••••• I••• to S•• I••••••••• A•••••••• I•••
  left Apr 8, 2014, registered Apr 2, 2014 (-6 days) · Other
• W•••••• • R••• to P•••••••• S••••••••• I•••
  left Dec 31, 2002, registered Dec 14, 2012 (3636 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

25derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address