RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••• A••• B••••
- W••• W•••• I••••••••• P••••••• state registered currentsince Jun 8, 2018 · Chandler, Az
- W•••••• • R••• formerSep 21, 2016 to Jan 26, 2018 · Scottsdale, Az
- V••••••• A•••••••• I••• BD affiliatedJun 4, 2014 to Aug 22, 2016 · Scottsdale, Az
- C••••••••• W••••• A•••••••• L•• BD affiliatedMar 12, 2012 to May 1, 2014 · Phoenix, Az
- C•••••• G•••••••• W••••• A••••••• formerFeb 7, 2006 to Feb 27, 2012 · Phoenix, Az
- W•••••• • R••• to W••• W•••• I••••••••• P•••••••left Jan 26, 2018, registered Jun 8, 2018 (133 days) · Other
- V••••••• A•••••••• I••• to W•••••• • R•••left Aug 22, 2016, registered Sep 21, 2016 (30 days) · Other
- C••••••••• W••••• A•••••••• L•• to V••••••• A•••••••• I•••left May 1, 2014, registered Jun 4, 2014 (34 days) · Other
- C•••••• G•••••••• W••••• A••••••• to C••••••••• W••••• A•••••••• L••left Feb 27, 2012, registered Mar 12, 2012 (14 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address