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Registered advisor
S•••• C••••••••• M•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as Shawn C Mercer
At current firm
0 y
since Feb 20, 2026
In the industry
25 y
since Jun 15, 2001 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Feb 20, 2026 · Peachtree City, Ga
- L•• F•••••••• L•• BD affiliatedMay 10, 2023 to Sep 22, 2025 · Milledgeville, Ga
- A••••••••• F•••••••• S•••••••• L•• national BDOct 3, 2022 to Mar 19, 2023 · Milledgeville, Ga
- T••••• A••••••• S•••••••• I••• BD affiliatedMar 2, 2021 to Oct 5, 2022 · Atlanta, Ga
- B••• S••••••••• L•• formerJan 2, 2018 to Mar 2, 2021 · Duluth, Ga
- B••• I••••••••• S•••••••• I••• formerAug 13, 2012 to Jan 2, 2018 · Charlotte, Nc
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to Aug 10, 2012 · Milledgeville, Ga
- A• G• E•••••• • S•••• I••• unclassifiedOct 19, 2005 to Jan 1, 2008 · Milledgeville, Ga
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••left Sep 22, 2025, registered Feb 20, 2026 (151 days) · Affiliated broker-dealer or bank to another
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Mar 19, 2023, registered May 10, 2023 (52 days) · Affiliated broker-dealer or bank to another
- T••••• A••••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Oct 5, 2022, registered Oct 3, 2022 (-2 days) · Affiliated broker-dealer or bank to another
- B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••left Mar 2, 2021, registered Mar 2, 2021 (0 days) · corporate re-registration, not a move
- B••• I••••••••• S•••••••• I••• to B••• S••••••••• L••left Jan 2, 2018, registered Jan 2, 2018 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to B••• I••••••••• S•••••••• I•••left Aug 10, 2012, registered Aug 13, 2012 (3 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Signals
- S•••• C••••••••• M••••• left L•• F•••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2026-02-20)Sep 22, 2025 · Advisor changed firm · fact
- S•••• C••••••••• M••••• left A••••••••• F•••••••• S•••••••• L•• for L•• F•••••••• L•• (registered 2023-05-10)Mar 19, 2023 · Advisor changed firm · fact
- S•••• C••••••••• M••••• left T••••• A••••••• S•••••••• I••• for A••••••••• F•••••••• S•••••••• L•• (registered 2022-10-03)Oct 5, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address