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Registered advisor
J••• M• M•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as J••• M•••••
At current firm
5 y
since Sep 28, 2020
In the industry
25 y
since May 24, 2001 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Sep 28, 2020 · Tigard, Or
- W•••• F•••• A••••••• wirehouseApr 17, 2015 to Sep 29, 2020 · Tigard, Or
- M••••• S•••••• wirehouseJun 1, 2009 to Apr 27, 2015 · Lake Oswego, Or
- M••••• S•••••• • C•• L•• unclassifiedOct 3, 2008 to Jun 1, 2009 · Lake Oswego, Or
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 30, 2003 to Oct 9, 2008 · Lake Oswego, Or
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to L•• F•••••••• L••left Sep 29, 2020, registered Sep 28, 2020 (-1 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- M••••• S•••••• to W•••• F•••• A•••••••left Apr 27, 2015, registered Apr 17, 2015 (-10 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S•••••• • C•• L••left Oct 9, 2008, registered Oct 3, 2008 (-6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address