RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• F•••••••• G••••••••
- I••••••• A••••••• S•••••••• L•• mixed wealth currentsince Jun 4, 2026 · Houston, Tx
- V••••••••• I••• I••• formerApr 28, 2017 to Jun 2, 2026 · Houston, Tx
- A•••••• W••••• M••••••••• I••• independent RIADec 2, 2011 to Dec 7, 2016 · Houston, Tx
- V••••••••• I••• I••• to I••••••• A••••••• S•••••••• L••left Jun 2, 2026, registered Jun 4, 2026 (2 days) · corporate re-registration, not a move
- A•••••• W••••• M••••••••• I••• to V••••••••• I••• I•••left Dec 7, 2016, registered Apr 28, 2017 (142 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address