DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jeffrey Thomas Peters
Feed of 09/14/2026
At current firm
9 y
since Oct 5, 2016
In the industry
25 y
since Jul 24, 2001 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cambridge Investment Research Advisors, Inc. BD affiliated currentsince Oct 5, 2016 · North Bend, Ne
- D.A. Davidson & Co. independent RIAJul 29, 2016 to Oct 11, 2016 · Columbus, Ne
- Smith Hayes Advisers Inc formerJul 9, 2013 to Jul 28, 2016 · Lincoln, Ne
- RBC Capital Markets, LLC national BDJul 11, 2011 to Jul 1, 2013 · Omaha, Ne
- Edward Jones national BDJan 8, 2010 to Jul 11, 2011 · David City, Ne
Moves
a registration end followed by a registration begin elsewhere
- D.A. Davidson & Co. to Cambridge Investment Research Advisors, Inc.left Oct 11, 2016, registered Oct 5, 2016 (-6 days) · Other
- Smith Hayes Advisers Inc to D.A. Davidson & Co.left Jul 28, 2016, registered Jul 29, 2016 (1 days) · corporate re-registration, not a move
- RBC Capital Markets, LLC to Smith Hayes Advisers Incleft Jul 1, 2013, registered Jul 9, 2013 (8 days) · Other
- Edward Jones to RBC Capital Markets, LLCleft Jul 11, 2011, registered Jul 11, 2011 (0 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address