RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• A•••• F•••••••••
- F•••••• independent RIA currentsince Jun 1, 2026 · San Francisco, Ca
- A•••••••• F•••••••• A•••••••• L•• independent RIAMar 1, 2024 to Jun 4, 2026 · Grosse Pointe, Mi
- S••••••• C••••••••• L•• formerOct 1, 2021 to Mar 1, 2024 · Grosse Pointe Farms, Mi
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedNov 4, 2019 to Oct 19, 2021 · Grosse Pointe Farms, Mi
- L•••••••• F•••••••• P••••••• I••• independent RIANov 19, 2018 to Nov 8, 2019 · Saint Clair Shores, Mi
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedOct 3, 2017 to Dec 31, 2018 · Saint Claire Shores, Mi
- A•••••••• F•••••••• A•••••••• L•• to F••••••left Jun 4, 2026, registered Jun 1, 2026 (-3 days) · RIA to RIA
- S••••••• C••••••••• L•• to A•••••••• F•••••••• A•••••••• L••left Mar 1, 2024, registered Mar 1, 2024 (0 days) · RIA to RIA
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to S••••••• C••••••••• L••left Oct 19, 2021, registered Oct 1, 2021 (-18 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- L•••••••• F•••••••• P••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Nov 8, 2019, registered Nov 4, 2019 (-4 days) · RIA to affiliated broker-dealer or bank
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•••••••• F•••••••• P••••••• I•••left Dec 31, 2018, registered Nov 19, 2018 (-42 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- M•••••• A•••• F••••••••• left A•••••••• F•••••••• A•••••••• L•• for Farther (registered 2026-06-01)Jun 4, 2026 · Advisor changed firm · fact
- M•••••• A•••• F••••••••• left S••••••• C••••••••• L•• for A•••••••• F•••••••• A•••••••• L•• (registered 2024-03-01)Mar 1, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address