DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••••••• F•••••••• A•••••••• L••
Latest filing Jun 30, 2026
First filing on the tape Mar 4, 2024 · 8 filings
SEC status approved since Apr 3, 2024
RAUM
$229M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$227M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$115M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$229M as of Jun 30, 2026
Mar 25, 2025$193M then
HNW client RAUM$186M as of Jun 30, 2026
Mar 25, 2025$145M then
State-registered IARs (5.B.3)2 as of Jun 30, 2026
Mar 25, 20253 then
Employees (5.A)4 as of Jun 30, 2026
Mar 25, 20253 then
Private funds: no history
RAUM +19% over the last fiscal yearIARs 3 to 2
Practice profile
derived from the filing of Jun 30, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $115MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 95derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.2MderivedHNW RAUM over HNW clients
- Average account
- $379,302derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +9.2%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $89.8M, 71 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$186M81%
- Individuals$41.5M18%
- Corporations and businesses$1.1M0.5%
- Charitable organizations$544,5220.2%
- Individual clients
- 131reported
- HNW clients
- 58reported
- Pension plan clients
- 0reported
- Charitable clients
- 2reported
- Accounts
- 604reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $89.8M for 71 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C•••••• J••• L•••••Certified Financial Planner | Grosse Pointe, Mi | Mar 27, 2019 | 12 y | 0 |
| S•••••• M•••• A••••••••Certified Financial Planner | Grosse Pointe, Mi | Apr 3, 2020 | 16 y | 2 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 50% of current headcount1 left over 36 months
Left, latest
- M•••••• A•••• F••••••••• to F••••••Jun 4, 2026 · RIA to RIA
Joined, latest
- M•••••• A•••• F••••••••• from S••••••• C••••••••• L••Mar 1, 2024 · RIA to RIA
- S•••••• M•••• A•••••••• from S•••• I••••••••• C•••••••••Apr 3, 2020 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A••••••••• S••••••• M•••• · Ceo, Ccocontrolsince 12/2016 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Grosse Pointe, Mi · principal | 2 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 3 to 2Mar 10, 2026 to Jun 30, 2026
- State-registered IARs · 3 to 2Mar 10, 2026 to Jun 30, 2026
- Accounts · 564 to 604Nov 25, 2025 to Feb 23, 2026
- Charity clients · 3 to 2Nov 25, 2025 to Feb 23, 2026
- Corporate clients · 4 to 2Nov 25, 2025 to Feb 23, 2026
- HNW clients · 47 to 58Nov 25, 2025 to Feb 23, 2026
- Individual clients · 126 to 131Nov 25, 2025 to Feb 23, 2026
- Assets in custody · $40.4M to $89.8MNov 25, 2025 to Feb 23, 2026
- Discretionary RAUM · $193M to $229MNov 25, 2025 to Feb 23, 2026
- HNW RAUM · $145M to $186MNov 25, 2025 to Feb 23, 2026
- Individual RAUM · $40.1M to $41.5MNov 25, 2025 to Feb 23, 2026
- RAUM · $193M to $229MNov 25, 2025 to Feb 23, 2026
- Employees · 3 to 4Mar 25, 2025 to Nov 25, 2025
- Accounts · 413 to 564Aug 2, 2024 to Mar 25, 2025
- Charity clients · unset to 3.0Aug 2, 2024 to Mar 25, 2025
- Corporate clients · unset to 4.0Aug 2, 2024 to Mar 25, 2025
- HNW clients · 33 to 47Aug 2, 2024 to Mar 25, 2025
- Individual clients · 104 to 126Aug 2, 2024 to Mar 25, 2025
- Assets in custody · $25.7M to $40.4MAug 2, 2024 to Mar 25, 2025
- Employees · 4 to 3Aug 2, 2024 to Mar 25, 2025
- Financial planning clients · 101-250 to 101-250Aug 2, 2024 to Mar 25, 2025
- Discretionary RAUM · $139M to $193MAug 2, 2024 to Mar 25, 2025
- HNW RAUM · $111M to $145MAug 2, 2024 to Mar 25, 2025
- Individual RAUM · $27.6M to $40.1MAug 2, 2024 to Mar 25, 2025
- RAUM · $139M to $193MAug 2, 2024 to Mar 25, 2025
Signals
2 dated events
- M•••••• A•••• F••••••••• left A•••••••• F•••••••• A•••••••• L•• for Farther (registered 2026-06-01)Jun 4, 2026 · Advisor changed firm · fact
- A•••••••• F•••••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Mar 4, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 313-290-2602reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- antonelliadvisors.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 313-290-2602reportedpublic record, Form ADV, Jun 30, 2026
- Team page
- antonelliadvisors.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $115Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026