DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brian Nicholas Degrado
Feed of 09/14/2026
At current firm
1 y
since Sep 22, 2024
In the industry
25 y
since Jun 1, 2001 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Vestgen Advisors, LLC independent RIA currentsince Sep 22, 2024 · Chicago, Il
- Lake Street independent RIANov 1, 2021 to Sep 20, 2024 · Chicago, Il
- Raymond James & Associates, Inc. national BDNov 8, 2019 to Nov 11, 2021 · Chicago, Il
- J.P. Morgan Securities LLC wirehouseOct 1, 2012 to Nov 20, 2019 · Chicago, Il
- Chase Investment Services Corp. formerApr 6, 2006 to Oct 1, 2012 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- Lake Street to Vestgen Advisors, LLCleft Sep 20, 2024, registered Sep 22, 2024 (2 days) · RIA to RIA · moved with a team
- Raymond James & Associates, Inc. to Lake Streetleft Nov 11, 2021, registered Nov 1, 2021 (-10 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- J.P. Morgan Securities LLC to Raymond James & Associates, Inc.left Nov 20, 2019, registered Nov 8, 2019 (-12 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- Chase Investment Services Corp. to J.P. Morgan Securities LLCleft Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
Signals
- Brian Nicholas Degrado left Lake Street for Vestgen Advisors, Llc (registered 2024-09-22)Sep 20, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address