RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••• K• B•••••
- T•• A•••••••• I••• BD affiliated currentsince Jul 7, 2020 · Mcdonough, Ga
- N••••••••• S••••••••• L•• no RAUMNov 7, 2011 to Jul 1, 2020 · Mc Donough, Ga
- M••••• S•••••• D• I••• unclassifiedSep 30, 2004 to Oct 3, 2005 · Jacksonville, Fl
- N••••••••• S••••••••• L•• to T•• A•••••••• I•••left Jul 1, 2020, registered Jul 7, 2020 (6 days) · Other · moved with a team
- M••••• S•••••• D• I••• to N••••••••• S••••••••• L••left Oct 3, 2005, registered Nov 7, 2011 (2226 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address