RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• J•••• B•••
- W•••• F•••• A••••••• wirehouse currentsince Mar 11, 2026 · Havre De Grace, Md
- S••••• I••••••••• A•••••••• L•• BD affiliatedMar 9, 2009 to Mar 25, 2026 · St. Louis, Mo
- C•••••••• G••••• M•••••• I••• BD affiliatedFeb 21, 2006 to Mar 26, 2009 · Philadelphia, Pa
- L••• M•••• W••• W•••••• I••••••••• unclassifiedSep 25, 2001 to Feb 21, 2006 · Philadelphia, Pa
- S••••• I••••••••• A•••••••• L•• to W•••• F•••• A•••••••left Mar 25, 2026, registered Mar 11, 2026 (-14 days) · Affiliated broker-dealer or bank to wirehouse
- C•••••••• G••••• M•••••• I••• to S••••• I••••••••• A•••••••• L••left Mar 26, 2009, registered Mar 9, 2009 (-17 days) · Other
- L••• M•••• W••• W•••••• I••••••••• to C•••••••• G••••• M•••••• I•••left Feb 21, 2006, registered Feb 21, 2006 (0 days) · corporate re-registration, not a move
- J••• J•••• B••• left S••••• I••••••••• A•••••••• L•• for W•••• F•••• A••••••• (registered 2026-03-11)Mar 25, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address