RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• M•••• M••••
- G••••••• A•••••••• L•• independent RIA currentsince Feb 6, 2024 · Pensacola, Fl
- S•••• I••••• S••••••••• L•• independent RIANov 3, 2022 to Dec 10, 2023 · Rocklin, Ca
- M•••• W••••• G•••• L•• unclassifiedSep 1, 2021 to Oct 27, 2022 · Rocklin, Ca
- S•••• I••••• S••••••••• L•• to G••••••• A•••••••• L••left Dec 10, 2023, registered Feb 6, 2024 (58 days) · RIA to RIA
- M•••• W••••• G•••• L•• to S•••• I••••• S••••••••• L••left Oct 27, 2022, registered Nov 3, 2022 (7 days) · Other
- M•••••• M•••• M•••• left S•••• I••••• S••••••••• L•• for G••••••• A•••••••• L•• (registered 2024-02-06)Dec 10, 2023 · Advisor changed firm · fact
- M•••••• M•••• M•••• left M•••• W••••• G•••• L•• for S•••• I••••• S••••••••• L•• (registered 2022-11-03)Oct 27, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address