RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••••• R•• L•••••
- R•••••• W••••• A•••••••• L•• independent RIA currentsince Jan 1, 2025 · Palm Beach Gardens, Fl
- M••••• P•••••• C•••••• G•••• independent RIAOct 20, 2017 to Jul 1, 2022 · West Palm Beach, Fl
- C•••••••• L•• independent RIAAug 2, 2013 to Aug 9, 2017 · North Palm Beach, Fl
- J••• M••••• S••••••••• L•• wirehouseJul 9, 2012 to Aug 16, 2013 · Palm Beach Gardens, Fl
- N•••••••• B••••• B• L•• no RAUMOct 30, 2006 to May 29, 2012 · West Palm Beach, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 10, 2002 to Oct 24, 2006 · West Palm Beach, Fl
- M••••• P•••••• C•••••• G•••• to R•••••• W••••• A•••••••• L••left Jul 1, 2022, registered Jan 1, 2025 (915 days) · RIA to RIA · moved with a team
- C•••••••• L•• to M••••• P•••••• C•••••• G••••left Aug 9, 2017, registered Oct 20, 2017 (72 days) · Other · moved with a team
- J••• M••••• S••••••••• L•• to C•••••••• L••left Aug 16, 2013, registered Aug 2, 2013 (-14 days) · Other
- N•••••••• B••••• B• L•• to J••• M••••• S••••••••• L••left May 29, 2012, registered Jul 9, 2012 (41 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to N•••••••• B••••• B• L••left Oct 24, 2006, registered Oct 30, 2006 (6 days) · Other
- M••••••• R•• L••••• left M••••• P•••••• C•••••• G•••• for R•••••• W••••• A•••••••• L•• (registered 2025-01-01)Jul 1, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address