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Registered advisor
R•••• L••• C•••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as R•••• L Walters
At current firm
7 y
since Feb 20, 2019
In the industry
25 y
since Jun 28, 2001 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- G••••• R••••••••• P••••••• L•• institutional currentsince Feb 20, 2019 · St. Petersburg, Fl
- I••••••••• F•••••••• P••••••• BD affiliatedFeb 3, 2010 to Feb 15, 2019 · Tampa, Fl
- M•• F•••••••• S•••••••• I••• formerJun 19, 2009 to Oct 13, 2009 · Tampa, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 28, 2001 to Jun 19, 2007 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
- I••••••••• F•••••••• P••••••• to G••••• R••••••••• P••••••• L••left Feb 15, 2019, registered Feb 20, 2019 (5 days) · Other
- M•• F•••••••• S•••••••• I••• to I••••••••• F•••••••• P•••••••left Oct 13, 2009, registered Feb 3, 2010 (113 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M•• F•••••••• S•••••••• I•••left Jun 19, 2007, registered Jun 19, 2009 (731 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address