RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• T• M••••••
- T• R••• P•••• A••••••••• I••• asset manager currentsince Oct 28, 2024 · Woodbridge, Ct
- C••••••••• I••••••••• L•• mixed wealthDec 19, 2005 to Jan 18, 2024 · New York, Ny
- C•••••••• G••••• M•••••• I••• BD affiliatedJan 23, 2004 to Dec 20, 2005 · Stamford, Ct
- W•••••• • R••• formerOct 9, 2001 to Jan 23, 2004 · North Haven, Ct
- C••••••••• I••••••••• L•• to T• R••• P•••• A••••••••• I•••left Jan 18, 2024, registered Oct 28, 2024 (284 days) · Other
- C•••••••• G••••• M•••••• I••• to C••••••••• I••••••••• L••left Dec 20, 2005, registered Dec 19, 2005 (-1 days) · corporate re-registration, not a move
- W•••••• • R••• to C•••••••• G••••• M•••••• I•••left Jan 23, 2004, registered Jan 23, 2004 (0 days) · Other
- G•••••• T• M•••••• left C••••••••• I••••••••• L•• for T• R••• P•••• A••••••••• I••• (registered 2024-10-28)Jan 18, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address