DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Dory Ann Rodriguez

Apollon Financial, LLCindependent RIADowners Grove, Il dual registrantIAPD 4400437

Certified Financial Planner

Feed of 09/14/2026

Also filed as Dory A Surgit

At current firm

1 y

since Jan 6, 2025

In the industry

25 y

since Jul 5, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Business email: dory.rodriguez@apollonfinancial.comreportedapollonfinancial.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Apollon Financial, LLC independent RIA current
since Jan 6, 2025 · Mount Pleasant, Sc
Highpoint Planning Partners independent RIA
Dec 17, 2021 to Jan 16, 2025 · Oak Park, Il
Highpoint Advisor Group, LLC former
Jan 17, 2013 to Dec 31, 2021 · Lisle, Il
Securian Financial Services, Inc. former
Sep 24, 2001 to Dec 20, 2012 · Oak Brook, Il

Moves

a registration end followed by a registration begin elsewhere

Highpoint Planning Partners to Apollon Financial, LLC
left Jan 16, 2025, registered Jan 6, 2025 (-10 days) · RIA to RIA
Highpoint Advisor Group, LLC to Highpoint Planning Partners
left Dec 31, 2021, registered Dec 17, 2021 (-14 days) · corporate re-registration, not a move
Securian Financial Services, Inc. to Highpoint Advisor Group, LLC
left Dec 20, 2012, registered Jan 17, 2013 (28 days) · Other

Signals

Dory Ann Rodriguez left Highpoint Planning Partners for Apollon Financial, Llc (registered 2025-01-06)
Jan 16, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address