RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N••••• J••••• S••••
- P•••••••• I••••••••• L•• asset manager currentsince Dec 10, 2021 · San Francisco, Ca
- P•••••••• I••••••••• formerApr 5, 2016 to Dec 14, 2021 · San Francisco, Ca
- A•••••••• F•••• M••••••••• L•• asset managerJan 14, 2005 to Dec 31, 2014 · San Francisco, Ca
- P•••••••• I••••••••• to P•••••••• I••••••••• L••left Dec 14, 2021, registered Dec 10, 2021 (-4 days) · channel change inside one enterprise, not a move · moved with a team
- A•••••••• F•••• M••••••••• L•• to P•••••••• I•••••••••left Dec 31, 2014, registered Apr 5, 2016 (461 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address