DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Parnassus Investments, LLC
Latest filing Sep 15, 2026
First filing on the tape Oct 4, 2021 · 14 filings
SEC status approved since Nov 8, 2021
RAUM
$41B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.6%
$240M individuals and HNW
Advisors
12
registered through the firm on IAPD
RAUM per advisor
$3.4B
derived; firm RAUM over IAPD count
Employees
87
28 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$41B as of Mar 12, 2026
Mar 21, 2022$53B then
HNW client RAUM$240M as of Mar 12, 2026
Mar 21, 2022$174M then
State-registered IARs (5.B.3)11 as of Mar 12, 2026
Mar 21, 202219 then
Employees (5.A)87 as of Mar 12, 2026
Mar 21, 202254 then
Private funds: no history
RAUM -10.0% over the last fiscal year+0.2% a year over threeIARs 14 to 11
Practice profile
derived from the filing of Sep 15, 2026; every figure names its basis
- RAUM per advisor
- $3.4BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $240MderivedHNW RAUM over HNW clients
- Average account
- $1.4BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 8.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 7.3derivedItem 5.A over advisors
- Advisors per office
- 12.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -10.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- -21%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$34B83%
- Pooled investment vehicles$3.4B8.2%
- Pension and profit-sharing plans$2.3B5.5%
- Sovereign wealth funds$431M1.0%
- Charitable organizations$358M0.9%
- State and municipal entities$267M0.6%
- High-net-worth individuals$240M0.6%
- Corporations and businesses$16.2M0.0%
- Individual clients
- n/areported
- HNW clients
- 1reported
- Pension plan clients
- 9reported
- Charitable clients
- 6reported
- Accounts
- 30reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.01 fund_share=0.91 institutional_share=0.08 related_bd=true related_bank=true bd_reps=17.0 bank_owner=falsederived
Advisors registered through the firm
12 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Downey Hebble Blount | San Francisco, Ca | Dec 10, 2021 | 31 y | 1 |
| Nikhil Joseph Sinha | San Francisco, Ca | Dec 10, 2021 | 24 y | 2 |
| Kelly Odonnell Brush | San Francisco, Ca | Dec 10, 2021 | 15 y | 2 |
| Hayden Alexander Turner | San Francisco, Ca | Dec 10, 2021 | 12 y | 1 |
| Ryan Edward Lumsden | San Francisco, Ca | Jun 10, 2022 | 12 y | 0 |
| Aida Diaz Nunez | Kemnath | Feb 1, 2023 | 12 y | 2 |
| Sean C. HealyChartered Financial Analyst | San Francisco, Ca | Jun 26, 2024 | 17 y | 1 |
| Cameron Roca Hall | San Francisco, Ca | Dec 20, 2024 | 12 y | 0 |
| Danielle Marie Kalkman | San Francisco, Ca | Oct 3, 2025 | 10 y | 3 |
| Matthew C Malloy | San Francisco, Ca | Feb 2, 2026 | 10 y | 2 |
| Chloe Hunter Morris | San Francisco, Ca | Feb 25, 2026 | 12 y | 0 |
| Terence Riordan Ward | Chicago, Il | Jul 16, 2026 | 10 y | 1 |
Advisor movement
1 left, 3 joined in 12 months
net +2 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 8.3% of current headcount1 left over 36 months
Left, latest
- Robert Patrick Burmeister to J.P. Morgan Securities LLCOct 7, 2025 · Other
Joined, latest
- Terence Riordan Ward from Advisors Asset Management, Inc.Jul 16, 2026 · Other
- Matthew C Malloy from Angel Oak Capital Advisors, LLCFeb 2, 2026 · Other
- Danielle Marie Kalkman from T. Rowe Price Associates, Inc.Oct 3, 2025 · Other
- Sean C. Healy from Putnam Investment Management, LLCJun 26, 2024 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 6 joined from Parnassus InvestmentsDec 14, 2021 · San Francisco, Ca · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Christopher Todd Ahlsten · Executive Vice President, Cio And Member Of Management Committeecontrolsince 10/2021 · owns 5% to 10%
- Elliot Benjamin Allen · President, Ceo And Member Of Management Committeecontrolsince 10/2021 · owns 10% to 25%
- Carl Marc Mahon · Executive Vice President, Cfo, Coo And Member Of Management Committeecontrolsince 10/2021 · owns less than 5%
- Joseph Nikhil Sinha · Chief Marketing Officer, Member Of Management Committeecontrolsince 01/2023 · owns less than 5%
- Vanus John Skidmore · Chief Compliance Officercontrolsince 10/2021 · owns less than 5%
Entity owners
- Gallium Acquisition LLC · Memberdirect · owns 50% to 75%
- Affiliated Managers Group, Inc. · Memberindirect · owns 75% or more of Jsp Acquisition LLC · public reporting company
- Jsp Acquisition LLC · Managing Memberindirect · owns 75% or more of Gallium Acquisition LLC
Related persons
Schedule D 7.A
- Amg Distributors, Inc.broker-dealern
- Amg Funds LLCinvestment adviserbankpooled vehicle sponsornRAUM $18B
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Francisco, Ca · principal | 12 | 4 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · to unsetMar 12, 2026 to Sep 15, 2026
- Succession · false to unsetMar 12, 2026 to Sep 15, 2026
- Advisory activities · 4 to 3Sep 30, 2025 to Mar 12, 2026
- BD registered reps · 18 to 17Sep 30, 2025 to Mar 12, 2026
- Pooled vehicle clients · 4 to 3Sep 30, 2025 to Mar 12, 2026
- Employees · 83 to 87Sep 30, 2025 to Mar 12, 2026
- State-registered IARs · 14 to 11Sep 30, 2025 to Mar 12, 2026
- Discretionary RAUM · $46B to $41BSep 30, 2025 to Mar 12, 2026
- HNW RAUM · $214M to $240MSep 30, 2025 to Mar 12, 2026
- Pension RAUM · $3.0B to $2.3BSep 30, 2025 to Mar 12, 2026
- Pooled vehicle RAUM · $3.7B to $3.4BSep 30, 2025 to Mar 12, 2026
- RAUM · $46B to $41BSep 30, 2025 to Mar 12, 2026
- Financial planning clients · unset to Mar 24, 2025 to May 2, 2025
- Accounts · 24 to 30May 9, 2024 to Mar 24, 2025
- Advisory employees · 23 to 28May 9, 2024 to Mar 24, 2025
- Charity clients · unset to 6.0May 9, 2024 to Mar 24, 2025
- Corporate clients · unset to 1.0May 9, 2024 to Mar 24, 2025
- HNW clients · unset to 1.0May 9, 2024 to Mar 24, 2025
- Pension plan clients · unset to 9.0May 9, 2024 to Mar 24, 2025
- Pooled vehicle clients · 3 to 4May 9, 2024 to Mar 24, 2025
- Employees · 70 to 83May 9, 2024 to Mar 24, 2025
- State-registered IARs · 18 to 14May 9, 2024 to Mar 24, 2025
- Discretionary RAUM · $47B to $46BMay 9, 2024 to Mar 24, 2025
- HNW RAUM · $179M to $214MMay 9, 2024 to Mar 24, 2025
- Pension RAUM · $2.4B to $3.0BMay 9, 2024 to Mar 24, 2025
- Pooled vehicle RAUM · $4.0B to $3.7BMay 9, 2024 to Mar 24, 2025
- RAUM · $47B to $46BMay 9, 2024 to Mar 24, 2025
- Accounts · 22 to 24Apr 20, 2023 to Mar 26, 2024
- Advisory employees · 22 to 23Apr 20, 2023 to Mar 26, 2024
- Employees · 66 to 70Apr 20, 2023 to Mar 26, 2024
- Discretionary RAUM · $41B to $47BApr 20, 2023 to Mar 26, 2024
- HNW RAUM · $143M to $179MApr 20, 2023 to Mar 26, 2024
- Pension RAUM · $2.1B to $2.4BApr 20, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $2.9B to $4.0BApr 20, 2023 to Mar 26, 2024
- RAUM · $41B to $47BApr 20, 2023 to Mar 26, 2024
- Accounts · 18 to 22Jan 10, 2023 to Mar 2, 2023
- Advisory employees · 17 to 22Jan 10, 2023 to Mar 2, 2023
- BD registered reps · 33 to 18Jan 10, 2023 to Mar 2, 2023
- Employees · 54 to 66Jan 10, 2023 to Mar 2, 2023
- State-registered IARs · 19 to 18Jan 10, 2023 to Mar 2, 2023
Signals
4 dated events
- Robert Patrick Burmeister left Parnassus Investments, Llc for J.P. Morgan Securities Llc (registered 2025-12-04)Oct 7, 2025 · Advisor changed firm · fact
- Joseph Nikhil Sinha (Chief Marketing Officer, Member Of Management Committee) appeared on Schedule A of Parnassus Investments, LlcMar 2, 2023 · Control person joined · fact
- Parnassus Investments, Llc filed its initial SEC registration (Form ADV)Oct 4, 2021 · First SEC registration · fact
- Parnassus Investments, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)Oct 4, 2021 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/parnassus-investments/?viewAsMember=trureportedpublic record, Form ADV, Sep 17, 2026
- Website
- PARNASSUS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 415-778-0200reportedpublic record, Form ADV, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $3.4Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026