DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Tim James Dowden

Prime Capital Financialmixed wealthOverland Park, Ks IA-onlyIAPD 4404131

Certified Financial Planner

Feed of 09/15/2026

Also filed as Tim James Dowden

At current firm

2 y

since Jan 12, 2024

In the industry

25 y

since Jul 20, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Prime Capital Financial mixed wealth current
since Jan 12, 2024 · Dallas, Tx
Edelman Financial Engines independent RIA
Mar 9, 2016 to Feb 12, 2024 · Plano, Tx
Financial Engines Advisor Center, LLC former
Jan 2, 2014 to Dec 1, 2016 · Overland Park, Ks
The Mutual Fund Store unclassified
Feb 15, 2012 to Jan 16, 2014 · Plano, Tx
Barclays Capital Inc. former
May 11, 2009 to May 25, 2011 · Dallas, Tx
Banc Of America Investment Services, Inc. unclassified
Aug 12, 2005 to May 13, 2009 · Dallas, Tx
Wamu Investments, Inc. unclassified
Jun 27, 2003 to Aug 15, 2005 · Frisco, Tx
Morgan Stanley Dw Inc. unclassified
Jul 23, 2001 to Jun 18, 2003 · Dallas, Tx

Moves

a registration end followed by a registration begin elsewhere

Edelman Financial Engines to Prime Capital Financial
left Feb 12, 2024, registered Jan 12, 2024 (-31 days) · RIA to RIA
Financial Engines Advisor Center, LLC to Edelman Financial Engines
left Dec 1, 2016, registered Mar 9, 2016 (-267 days) · corporate re-registration, not a move
The Mutual Fund Store to Financial Engines Advisor Center, LLC
left Jan 16, 2014, registered Jan 2, 2014 (-14 days) · Other
Barclays Capital Inc. to The Mutual Fund Store
left May 25, 2011, registered Feb 15, 2012 (266 days) · Other
Banc Of America Investment Services, Inc. to Barclays Capital Inc.
left May 13, 2009, registered May 11, 2009 (-2 days) · Other
Wamu Investments, Inc. to Banc Of America Investment Services, Inc.
left Aug 15, 2005, registered Aug 12, 2005 (-3 days) · Other
Morgan Stanley Dw Inc. to Wamu Investments, Inc.
left Jun 18, 2003, registered Jun 27, 2003 (9 days) · Other

Signals

Tim James Dowden left Edelman Financial Engines for Prime Capital Financial (registered 2024-01-12)
Feb 12, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address