DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••••• J•• C•••••

W••••• A••••••• S•••••••• L••institutionalShorewood, IlIA-onlyIAPD 4408760

Feed of 09/14/2026

Also filed as Jeff C•••••

At current firm

2 y

since Jul 1, 2024

In the industry

24 y

since Dec 20, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W••••• A••••••• S•••••••• L•• institutional current
since Jul 1, 2024 · Shorewood, Il
G••••• R••••••••• P••••••• L•• institutional
Apr 10, 2019 to Jul 13, 2024 · Shorewood, Il
S•• A••••••• S••••••• L•• unclassified
Apr 25, 2017 to Mar 29, 2019 · Shorewood, Il
K••••• A••••••• S•••••••• L•• BD affiliated
Apr 21, 2016 to Apr 1, 2019 · Austin, Tx
N•• A•••••• S•••••••• L•• former
Sep 1, 2015 to Sep 22, 2016 · Austin, Tx
W••••••••• R••••••••• A••••••• institutional
Apr 26, 2012 to Jul 18, 2016 · Shorewood, Il
F•••••••• T••••••• I••• former
Oct 1, 2010 to Aug 12, 2014 · San Rafael, Ca
N•• A•••••••• I••• unclassified
Aug 3, 2009 to Oct 1, 2010 · Shorewood, Il
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Mar 28, 2005 to Sep 2, 2009 · Ottawa, Il
C•••••••• I••••••••• R•••••••• I••• unclassified
Jul 13, 2004 to Mar 28, 2005 · Ottawa, Il

Moves

a registration end followed by a registration begin elsewhere

G••••• R••••••••• P••••••• L•• to W••••• A••••••• S•••••••• L••
left Jul 13, 2024, registered Jul 1, 2024 (-12 days) · corporate re-registration, not a move
K••••• A••••••• S•••••••• L•• to S•• A••••••• S••••••• L••
left Apr 1, 2019, registered Apr 25, 2017 (-706 days) · Other
S•• A••••••• S••••••• L•• to G••••• R••••••••• P••••••• L••
left Mar 29, 2019, registered Apr 10, 2019 (12 days) · Other
N•• A•••••• S•••••••• L•• to K••••• A••••••• S•••••••• L••
left Sep 22, 2016, registered Apr 21, 2016 (-154 days) · corporate re-registration, not a move
W••••••••• R••••••••• A••••••• to N•• A•••••• S•••••••• L••
left Jul 18, 2016, registered Sep 1, 2015 (-321 days) · Other · moved with a team
F•••••••• T••••••• I••• to W••••••••• R••••••••• A•••••••
left Aug 12, 2014, registered Apr 26, 2012 (-838 days) · Other
N•• A•••••••• I••• to F•••••••• T••••••• I•••
left Oct 1, 2010, registered Oct 1, 2010 (0 days) · Other
C•••••••• I••••••••• R••••••• A•••••••• I••• to N•• A•••••••• I•••
left Sep 2, 2009, registered Aug 3, 2009 (-30 days) · Other
C•••••••• I••••••••• R•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Mar 28, 2005, registered Mar 28, 2005 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Institutional managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address