DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Mark Richard Delp

Prospera Financial Services, Inc.BD affiliatedIrvine, Cadual registrantIAPD 4410139

Certified Financial Planner

Feed of 09/14/2026

Also filed as Mark R Delp

At current firm

1 y

since Sep 12, 2025

In the industry

24 y

since Oct 4, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Prospera Financial Services, Inc. BD affiliated current
since Sep 12, 2025 · Irvine, Ca
Wells Fargo Advisors wirehouse
Oct 15, 2009 to Oct 2, 2025 · Santa Ana, Ca
Wells Fargo Advisors wirehouse
Jan 1, 2008 to Oct 16, 2009 · Irvine, Ca
A. G. Edwards & Sons, Inc. unclassified
May 1, 2002 to Jan 1, 2008 · Irvine, Ca

Moves

a registration end followed by a registration begin elsewhere

Wells Fargo Advisors to Prospera Financial Services, Inc.
left Oct 2, 2025, registered Sep 12, 2025 (-20 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
Wells Fargo Advisors to Wells Fargo Advisors
left Oct 16, 2009, registered Oct 15, 2009 (-1 days) · channel change inside one enterprise, not a move
A. G. Edwards & Sons, Inc. to Wells Fargo Advisors
left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move

Signals

Mark Richard Delp left Wells Fargo Advisors for Prospera Financial Services, Inc. (registered 2025-09-12)
Oct 2, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address