DFX Intelligence
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Registered advisor
C••••••••• W•••••• V•••••••••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as C•••• W•••••• V••••••••• W•••••• V••••••••• V•••••••••
At current firm
2 y
since Jan 19, 2024
In the industry
25 y
since Aug 20, 2001 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
6
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Jan 19, 2024 · Newark, De
- W••••••• F•••••••• S•••••••• I••• formerMar 1, 2019 to Jan 19, 2024 · Lewes, De
- Q•••••• A•••• M••••••••• I••• formerJun 23, 2006 to Mar 1, 2019 · Landerberg, Pa
- U•••••••• S••••••••• I••• unclassifiedMay 25, 2005 to Jul 24, 2006 · Landenberg, Pa
- S••••••• F•••••••• S•••••••• I••• formerMar 5, 2002 to May 4, 2005 · Newark, De
Moves
a registration end followed by a registration begin elsewhere
- W••••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
- Q•••••• A•••• M••••••••• I••• to W••••••• F•••••••• S•••••••• I•••left Mar 1, 2019, registered Mar 1, 2019 (0 days) · corporate re-registration, not a move
- U•••••••• S••••••••• I••• to Q•••••• A•••• M••••••••• I•••left Jul 24, 2006, registered Jun 23, 2006 (-31 days) · Other
- S••••••• F•••••••• S•••••••• I••• to U•••••••• S••••••••• I•••left May 4, 2005, registered May 25, 2005 (21 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address