DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Rafael Urquidi
Feed of 09/15/2026
Also filed as Rafael Enrique Urquidi
At current firm
5 y
since Jun 8, 2021
In the industry
24 y
since Oct 5, 2001 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J.P. Morgan Securities LLC wirehouse currentsince Jun 8, 2021 · Miami, Fl
- Wells Fargo Advisors wirehouseFeb 20, 2014 to Jun 14, 2021 · Miami, Fl
- Barclays Capital Inc. formerNov 30, 2012 to Mar 7, 2014 · Miami, Fl
- Credit Suisse Securities (USA) LLC formerNov 28, 2005 to Dec 20, 2012 · Miami, Fl
- UBS International Inc. unclassifiedMar 11, 2003 to May 20, 2005 · Coral Gables, Fl
- Credit Suisse Securities (USA) LLC formerJan 17, 2003 to Mar 25, 2003 · Miami, Fl
- Pershing LLC unclassifiedOct 5, 2001 to Jan 17, 2003 · Miami, Fl
Moves
a registration end followed by a registration begin elsewhere
- Wells Fargo Advisors to J.P. Morgan Securities LLCleft Jun 14, 2021, registered Jun 8, 2021 (-6 days) · Wirehouse to wirehouse · moved with a team
- Barclays Capital Inc. to Wells Fargo Advisorsleft Mar 7, 2014, registered Feb 20, 2014 (-15 days) · Other
- Credit Suisse Securities (USA) LLC to Barclays Capital Inc.left Dec 20, 2012, registered Nov 30, 2012 (-20 days) · Other
- UBS International Inc. to Credit Suisse Securities (USA) LLCleft May 20, 2005, registered Nov 28, 2005 (192 days) · Other
- Credit Suisse Securities (USA) LLC to UBS International Inc.left Mar 25, 2003, registered Mar 11, 2003 (-14 days) · Other
- Pershing LLC to Credit Suisse Securities (USA) LLCleft Jan 17, 2003, registered Jan 17, 2003 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address