RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••••• V••••
- W•••• F•••• A••••••• wirehouse currentsince Sep 11, 2012 · Hilton Head Island, Sc
- O•• A•••••••• L•• independent RIAApr 11, 2011 to Sep 4, 2012 · Bluffton, Sc
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 19, 2007 to Mar 9, 2011 · Savannah, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 26, 2001 to Jan 3, 2007 · Hilton Head Island, Sc
- O•• A•••••••• L•• to W•••• F•••• A•••••••left Sep 4, 2012, registered Sep 11, 2012 (7 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to O•• A•••••••• L••left Mar 9, 2011, registered Apr 11, 2011 (33 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address