RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• L• G••••
- G••••• S•••• I••••••••• A••••••• S•••••••• L•• independent RIA currentsince May 7, 2014 · Red Bank, Nj
- C••••• A•••••• N••••••• L•• formerApr 13, 2012 to Jul 27, 2012 · King Of Prussia, Pa
- M••••• S•••••• wirehouseJun 1, 2009 to Apr 19, 2012 · Red Bank, Nj
- C•••••••• G••••• M•••••• I••• BD affiliatedFeb 23, 2007 to Jun 1, 2009 · Shrewsbury, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 15, 2004 to Feb 27, 2007 · Red Bank, Nj
- M••••• S•••••• D• I••• unclassifiedJun 11, 2002 to Mar 15, 2004 · Red Bank, Nj
- C••••• A•••••• N••••••• L•• to G••••• S•••• I••••••••• A••••••• S•••••••• L••left Jul 27, 2012, registered May 7, 2014 (649 days) · Other
- M••••• S•••••• to C••••• A•••••• N••••••• L••left Apr 19, 2012, registered Apr 13, 2012 (-6 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• G••••• M•••••• I•••left Feb 27, 2007, registered Feb 23, 2007 (-4 days) · Other
- M••••• S•••••• D• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 15, 2004, registered Mar 15, 2004 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address