DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Matthew L Staples
Certified Financial Planner
Feed of 09/14/2026
Also filed as Matthew Lawrence Staples
At current firm
0 y
since Jan 26, 2026
In the industry
25 y
since Aug 10, 2001 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Wells Fargo Advisors wirehouse currentsince Jan 26, 2026 · Allentown, Pa
- Ameriprise Financial Services, LLC national BDOct 24, 2016 to Jan 28, 2026 · Allentown, Pa
- LPL Financial LLC BD affiliatedJun 4, 2012 to Sep 28, 2016 · Allentown, Pa
- Mcqueen, Ball & Associates Inc. formerJan 18, 2011 to Jun 4, 2012 · Bethlehem, Pa
- Pnc Wealth Management BD affiliatedJan 1, 2004 to Aug 18, 2010 · Drexel Hill, Pa
- J.J.B. Hilliard, W.L. Lyons, LLC formerJun 3, 2003 to Jan 1, 2004 · Jenkintown, Pa
Moves
a registration end followed by a registration begin elsewhere
- Ameriprise Financial Services, LLC to Wells Fargo Advisorsleft Jan 28, 2026, registered Jan 26, 2026 (-2 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- LPL Financial LLC to Ameriprise Financial Services, LLCleft Sep 28, 2016, registered Oct 24, 2016 (26 days) · Other · moved with a team
- Mcqueen, Ball & Associates Inc. to LPL Financial LLCleft Jun 4, 2012, registered Jun 4, 2012 (0 days) · Other
- Pnc Wealth Management to Mcqueen, Ball & Associates Inc.left Aug 18, 2010, registered Jan 18, 2011 (153 days) · Other
- J.J.B. Hilliard, W.L. Lyons, LLC to Pnc Wealth Managementleft Jan 1, 2004, registered Jan 1, 2004 (0 days) · corporate re-registration, not a move
Signals
- Matthew L Staples left Ameriprise Financial Services, Llc for Wells Fargo Advisors (registered 2026-01-26)Jan 28, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address