RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• L• S••••••
- W•••• F•••• A••••••• wirehouse currentsince Jan 26, 2026 · Allentown, Pa
- A••••••••• F•••••••• S•••••••• L•• national BDOct 24, 2016 to Jan 28, 2026 · Allentown, Pa
- L•• F•••••••• L•• BD affiliatedJun 4, 2012 to Sep 28, 2016 · Allentown, Pa
- M••••••• B••• • A••••••••• I••• formerJan 18, 2011 to Jun 4, 2012 · Bethlehem, Pa
- P•• W••••• M••••••••• BD affiliatedJan 1, 2004 to Aug 18, 2010 · Drexel Hill, Pa
- J••••• H•••••••• W••• L••••• L•• formerJun 3, 2003 to Jan 1, 2004 · Jenkintown, Pa
- A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••left Jan 28, 2026, registered Jan 26, 2026 (-2 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- L•• F•••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Sep 28, 2016, registered Oct 24, 2016 (26 days) · Other · moved with a team
- M••••••• B••• • A••••••••• I••• to L•• F•••••••• L••left Jun 4, 2012, registered Jun 4, 2012 (0 days) · Other
- P•• W••••• M••••••••• to M••••••• B••• • A••••••••• I•••left Aug 18, 2010, registered Jan 18, 2011 (153 days) · Other
- J••••• H•••••••• W••• L••••• L•• to P•• W••••• M•••••••••left Jan 1, 2004, registered Jan 1, 2004 (0 days) · corporate re-registration, not a move
- M•••••• L• S•••••• left A••••••••• F•••••••• S•••••••• L•• for W•••• F•••• A••••••• (registered 2026-01-26)Jan 28, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address