RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- F••••• I••••••••• independent RIA currentsince Aug 18, 2025 · Gibsonia, Pa
- S••• A••••••• S••••••• L•• C• mixed wealthJan 2, 2020 to Jun 23, 2025 · Gilbonia, Pa
- I•••••• A•••••••• I••• asset managerJun 8, 2010 to May 31, 2019 · Atlanta, Ga
- V•• K••••• A••••••• I•• unclassifiedJan 1, 2005 to Jun 3, 2010 · Oakbrook Terrace, Il
- S••• A••••••• S••••••• L•• C• to F••••• I•••••••••left Jun 23, 2025, registered Aug 18, 2025 (56 days) · RIA to RIA
- I•••••• A•••••••• I••• to S••• A••••••• S••••••• L•• C•left May 31, 2019, registered Jan 2, 2020 (216 days) · Other
- V•• K••••• A••••••• I•• to I•••••• A•••••••• I•••left Jun 3, 2010, registered Jun 8, 2010 (5 days) · corporate re-registration, not a move
- T••••• J• B•••• left S••• A••••••• S••••••• L•• C• for F••••• I••••••••• (registered 2025-08-18)Jun 23, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address