DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••••• V• D• C•••••

E•••••••• M••• A•••• M••••••••• L••independent RIADanville, Ca IA-onlyIAPD 4418715

Feed of 09/14/2026

Also filed as Robert V. Du Charme

At current firm

2 y

since Sep 9, 2024

In the industry

25 y

since Jun 1, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••••• M••• A•••• M••••••••• L•• independent RIA current
since Sep 9, 2024 · New Berlin, Wi
S•• I••••••••• A•••••••• I••• former
Jul 17, 2023 to Oct 17, 2024 · San Diego, Ca
G••••• V••• C•••••• M••••••••• L•• independent RIA
Jan 7, 2014 to Jul 18, 2023 · Waukesha, Wi
T•• S•••••••• F•••••••• A••••••• BD affiliated
Nov 1, 2010 to Dec 31, 2013 · Waukesha, Wi
I••••••••• A••••••• I••••••••• I••• unclassified
Jul 17, 2006 to Nov 2, 2010 · Waukesha, Wi
T••••••••• F•••••••• A•••••••• L•• BD affiliated
Oct 27, 2003 to Aug 23, 2006 · Waukesha, Wi

Moves

a registration end followed by a registration begin elsewhere

S•• I••••••••• A•••••••• I••• to E•••••••• M••• A•••• M••••••••• L••
left Oct 17, 2024, registered Sep 9, 2024 (-38 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
G••••• V••• C•••••• M••••••••• L•• to S•• I••••••••• A•••••••• I•••
left Jul 18, 2023, registered Jul 17, 2023 (-1 days) · RIA to affiliated broker-dealer or bank · moved with a team
T•• S•••••••• F•••••••• A••••••• to G••••• V••• C•••••• M••••••••• L••
left Dec 31, 2013, registered Jan 7, 2014 (7 days) · corporate re-registration, not a move
I••••••••• A••••••• I••••••••• I••• to T•• S•••••••• F•••••••• A•••••••
left Nov 2, 2010, registered Nov 1, 2010 (-1 days) · corporate re-registration, not a move
T••••••••• F•••••••• A•••••••• L•• to I••••••••• A••••••• I••••••••• I•••
left Aug 23, 2006, registered Jul 17, 2006 (-37 days) · corporate re-registration, not a move

Signals

R••••• V• D• C••••• left S•• I••••••••• A•••••••• I••• for E•••••••• M••• A•••• M••••••••• L•• (registered 2024-09-09)
Oct 17, 2024 · Advisor changed firm · fact
R••••• V• D• C••••• left G••••• V••• C•••••• M••••••••• L•• for S•• I••••••••• A•••••••• I••• (registered 2023-07-17)
Jul 18, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address