DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Thomas Paul Muldoon
Feed of 09/14/2026
Also filed as Thomas Paul Muldoon
At current firm
6 y
since Mar 17, 2020
In the industry
25 y
since Sep 18, 2001 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cetera Investment Advisers LLC BD affiliated currentsince Mar 17, 2020 · State College, Pa
- World Investment Advisors, LLC otherAug 28, 2015 to Feb 13, 2020 · Duncansville, Pa
- Independent Financial Partners BD affiliatedSep 9, 2014 to Sep 4, 2015 · Duncansville, Pa
- Financial Telesis, Inc. formerFeb 8, 2005 to Sep 9, 2014 · Ducansville, Pa
- Valmark Advisers, Inc. BD affiliatedNov 5, 2003 to Dec 1, 2004 · Rockville, Md
- Principal Securities, Inc. BD affiliatedAug 29, 2002 to Jul 3, 2003 · Bethesda, Md
Moves
a registration end followed by a registration begin elsewhere
- World Investment Advisors, LLC to Cetera Investment Advisers LLCleft Feb 13, 2020, registered Mar 17, 2020 (33 days) · Affiliated broker-dealer or bank to another
- Independent Financial Partners to World Investment Advisors, LLCleft Sep 4, 2015, registered Aug 28, 2015 (-7 days) · Other
- Financial Telesis, Inc. to Independent Financial Partnersleft Sep 9, 2014, registered Sep 9, 2014 (0 days) · Other
- Valmark Advisers, Inc. to Financial Telesis, Inc.left Dec 1, 2004, registered Feb 8, 2005 (69 days) · Other
- Principal Securities, Inc. to Valmark Advisers, Inc.left Jul 3, 2003, registered Nov 5, 2003 (125 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address