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Registered advisor
W•••••• D•••••• H••••
Feed of 09/14/2026
Also filed as W•••••• H••••
At current firm
3 y
since May 19, 2023
In the industry
25 y
since Sep 7, 2001 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince May 19, 2023 · Houston, Tx
- J••• M••••• S••••••••• L•• wirehouseJul 15, 2016 to May 19, 2023 · Houston, Tx
- A••••••••• F•••••••• S•••••••• L•• national BDDec 5, 2014 to Jul 26, 2016 · Magnolia, Tx
- C••••• I••••••••• A••••••• L•• BD affiliatedApr 22, 2014 to Nov 20, 2014 · The Woodlands, Tx
- L•• F•••••••• L•• BD affiliatedJul 5, 2011 to Apr 24, 2014 · Houston, Tx
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedJun 1, 2009 to Jul 5, 2011 · Magnolia, Tx
- I••••••••• P••••••••• I••• formerMay 30, 2007 to Jun 8, 2009 · Magnolia, Tx
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedMay 22, 2007 to May 31, 2007 · The Woodlands, Tx
- D•• I••••••• S••••••• unclassifiedJul 25, 2006 to May 23, 2007 · Waller, Tx
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left May 19, 2023, registered May 19, 2023 (0 days) · Wirehouse to wirehouse
- A••••••••• F•••••••• S•••••••• L•• to J••• M••••• S••••••••• L••left Jul 26, 2016, registered Jul 15, 2016 (-11 days) · Affiliated broker-dealer or bank to wirehouse
- C••••• I••••••••• A••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Nov 20, 2014, registered Dec 5, 2014 (15 days) · Other
- L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••left Apr 24, 2014, registered Apr 22, 2014 (-2 days) · Other
- U•••• F•••••••• S••••••• G••••• I••• to L•• F•••••••• L••left Jul 5, 2011, registered Jul 5, 2011 (0 days) · corporate re-registration, not a move
- I••••••••• P••••••••• I••• to U•••• F•••••••• S••••••• G••••• I•••left Jun 8, 2009, registered Jun 1, 2009 (-7 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to I••••••••• P••••••••• I•••left May 31, 2007, registered May 30, 2007 (-1 days) · Other
- D•• I••••••• S••••••• to B••• O• A•••••• I••••••••• S•••••••• I•••left May 23, 2007, registered May 22, 2007 (-1 days) · Other
Signals
- W•••••• D•••••• H•••• left J••• M••••• S••••••••• L•• for W•••• F•••• A••••••• (registered 2023-05-19)May 19, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address