DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kelly Pettit Costello
Feed of 09/15/2026
At current firm
2 y
since Jan 31, 2024
In the industry
24 y
since Dec 19, 2001 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Waldron Private Wealth independent RIA currentsince Jan 31, 2024 · Plymouth, Mi
- Raymond James & Associates, Inc. national BDMar 10, 2017 to Jan 25, 2024 · Birmingham, Mi
- Wells Fargo Advisors wirehouseMar 9, 2012 to Mar 13, 2017 · Birmingham, Mi
- Neuberger Berman Bd LLC no RAUMMar 20, 2008 to Mar 16, 2010 · New York, Ny
- New England Securities Corporation formerMar 1, 2007 to Mar 14, 2008 · Wall Township, Nj
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJul 22, 2004 to Mar 7, 2005 · Pennington, Nj
Moves
a registration end followed by a registration begin elsewhere
- Raymond James & Associates, Inc. to Waldron Private Wealthleft Jan 25, 2024, registered Jan 31, 2024 (6 days) · Affiliated broker-dealer or bank to independent RIA
- Wells Fargo Advisors to Raymond James & Associates, Inc.left Mar 13, 2017, registered Mar 10, 2017 (-3 days) · Wirehouse to affiliated broker-dealer or bank
- Neuberger Berman Bd LLC to Wells Fargo Advisorsleft Mar 16, 2010, registered Mar 9, 2012 (724 days) · Other
- New England Securities Corporation to Neuberger Berman Bd LLCleft Mar 14, 2008, registered Mar 20, 2008 (6 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to New England Securities Corporationleft Mar 7, 2005, registered Mar 1, 2007 (724 days) · Other
Signals
- Kelly Pettit Costello left Raymond James & Associates, Inc. for Waldron Private Wealth (registered 2024-01-31)Jan 25, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address